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Chapter 1 Appeal

Section 1 Decisions that may be contested and Grounds for Appeal

Art. 308 Decisions that may be contested  

1An ap­peal is ad­miss­ible against:

a.
fi­nal and in­ter­im de­cisions of first in­stance;
b.
de­cisions of first in­stance on in­ter­im meas­ures.

2In fin­an­cial mat­ters, an ap­peal is ad­miss­ible only if the value of the claim in the most re­cent pray­ers for re­lief is at least 10,000 francs.

Art. 309 Exceptions  

An ap­peal is not ad­miss­ible:

a.
against de­cisions of the en­force­ment court;
b.
in the fol­low­ing mat­ters un­der the DEBA1:
1.
re­voc­a­tion of the stay of en­force­ment (Art. 57d DEBA),
2.
ad­mis­sion of a time-barred ob­jec­tion (Art. 77 para. 3 DEBA),
3.
clear­ance to pro­ceed (Art. 80–84 DEBA),
4.
re­voc­a­tion or sus­pen­sion of the debt en­force­ment pro­ceed­ings (Art. 85 DEBA),
5.
ad­mis­sion of the ob­jec­tion in the col­lec­tion of bills of ex­change (Art. 181 DEBA),
6.2
at­tach­ment (Art. 272 and 278 DEBA);
7.3
de­cisions fall­ing un­der the jur­is­dic­tion of the bank­ruptcy or com­pos­i­tion court un­der the DEBA.

1 SR 281.1
2 Amended in ac­cord­ance with Art. 3 No 1 of the Fed­er­al De­cree of 11 Dec. 2009 (Ap­prov­al and Im­ple­ment­a­tion of the Lugano Con­ven­tion), in force since 1 Jan. 2011 (AS 2010 5601; BBl 2009 1777).
3 In­ser­ted by Art. 3 No 1 of the Fed­er­al De­cree of 11 Dec. 2009 (Ap­prov­al and Im­ple­ment­a­tion of the Lugano Con­ven­tion), in force since 1 Jan. 2011 (AS 2010 5601; BBl 2009 1777).

Art. 310 Grounds for appeal  

The ap­peal may be filed on grounds of:

a.
in­cor­rect ap­plic­a­tion of the law;
b.
in­cor­rect es­tab­lish­ment of the facts.

Section 2 Appeals, Answers to the Appeal and Cross Appeals

Art. 311 Filing of appeal  

1The ap­peal must be filed in writ­ing and with a state­ment of the grounds with the ap­pel­late court with­in 30 days of ser­vice of a de­cision and grounds there­for or the sub­sequent ser­vice of the state­ment of grounds (Art. 239).

2The ap­pealed de­cision must be ap­pen­ded to with the ap­peal.

Art. 312 Answer to the appeal  

1The ap­pel­late court serves the ap­peal on the op­pos­ing party for its writ­ten com­ments, un­less the ap­peal is ob­vi­ously in­ad­miss­ible or ob­vi­ously un­foun­ded.

2An an­swer to the ap­peal must be filed with­in 30 days.

Art. 313 Cross appeal  

1The op­pos­ing party may file a cross ap­peal to­geth­er with the an­swer to the ap­peal.

2The cross ap­peal lapses if:

a.
the ap­pel­late court de­clares the prin­cip­al ap­peal in­ad­miss­ible;
b.
the prin­cip­al ap­peal is dis­missed be­cause it is ob­vi­ously un­foun­ded;
c.
the prin­cip­al ap­peal is with­drawn be­fore the be­gin­ning of de­lib­er­a­tions.
Art. 314 Summary proceedings  

1If the de­cision was rendered in sum­mary pro­ceed­ings, the dead­line for fil­ing the ap­peal and the an­swer to ap­peal is in each case 10 days.

2A cross ap­peal is not ad­miss­ible.

Section 3 Effects and Procedure of an Appeal

Art. 315 Suspensive effect  

1The leg­al ef­fect and en­force­ab­il­ity of those parts of the con­tested de­cision to which the ap­plic­a­tions in the ap­peal re­late shall be sus­pen­ded.

2The ap­pel­late court may au­thor­ise early en­force­ment. If ne­ces­sary, it shall or­der pro­tect­ive meas­ures or the pro­vi­sion of se­cur­ity.

3Sus­pens­ive ef­fect may not be re­voked when the ap­peal is against a judg­ment for modi­fic­a­tion of leg­al re­la­tion­ships.

4The ap­peal does not have sus­pens­ive ef­fect if it is filed against a de­cision on:

a.
the right of reply;
b.
in­ter­im meas­ures.

5The en­force­ment of in­ter­im meas­ures may be sus­pen­ded in ex­traordin­ary cir­cum­stances if the party con­cerned is threatened with not eas­ily re­par­able harm.

Art. 316 Procedure before the appellate court  

1The ap­pel­late court may hold a hear­ing or de­cide on the basis of the case files.

2It may or­der a second ex­change of writ­ten sub­mis­sions.

3It may take evid­ence.

Art. 317 New facts and new evidence; Amendment of claim  

1New facts and new evid­ence are con­sidered only if:

a.
they are sub­mit­ted im­me­di­ately; and
b.
they could not have been sub­mit­ted in the first in­stance des­pite reas­on­able di­li­gence.

2The amend­ment of the claim is ad­miss­ible only if:

a.
the con­di­tions un­der Art­icle 227 para­graph 1 are ful­filled; and
b.1
the amend­ment is based on new facts or new evid­ence.

1 Amended by No II of the FA of 25 Sept. 2015 (Pro­fes­sion­al Rep­res­ent­a­tion in En­force­ment Pro­ceed­ings), in force since 1 Jan. 2018 (AS 2016 3643; BBl 2014 8669).

Art. 318 Decision  

1The ap­pel­late court may:

a.
con­firm the chal­lenged de­cision;
b.
make a new de­cision; or
c.
re­mit the case to the first in­stance if:
1.
an es­sen­tial part of the claim was not con­sidered, or
2.
es­sen­tial is­sues of fact must still be es­tab­lished.

2The ap­pel­late court shall give no­tice of its de­cision to the parties with a writ­ten state­ment of grounds.

3If the ap­pel­late court makes a new de­cision, it shall also de­cide on the costs at first in­stance.

Chapter 2 Objections

Art. 319 Object of objection  

An ob­jec­tion is ad­miss­ible against:

a.
fi­nal and in­ter­im de­cisions and de­cisions on in­ter­im meas­ures of first in­stance that are not sub­ject to ap­peal;
b.
oth­er de­cisions and pro­ced­ur­al rul­ings of first in­stance:
1.
in the cases provided by the law,
2.
if they threaten to cause not eas­ily re­par­able harm;
c.
un­due delay by the court.
Art. 320 Grounds for an objection  

An ob­jec­tion is ad­miss­ible on the fol­low­ing grounds:

a.
in­cor­rect ap­plic­a­tion of the law;
b.
ob­vi­ously in­cor­rect es­tab­lish­ment of the facts.
Art. 321 Filing an objection  

1The ob­jec­tion must be filed in writ­ing and with a state­ment of grounds with the ap­pel­late court with­in 30 days of ser­vice of a de­cision and grounds there­for or of the sub­sequent ser­vice of the state­ment of the grounds (Art. 239).

2If the ob­jec­tion is against a de­cision taken in sum­mary pro­ceed­ings or against a pro­ced­ur­al rul­ing, it must be filed with­in 10 days un­less the law provides oth­er­wise.

3The con­tested de­cision or pro­ced­ur­al rul­ing must be en­closed if it has been served on the party.

4The ob­jec­tion on the grounds of un­due delay may be filed at any time.

Art. 322 Answer to the objection  

1The ap­pel­late court serves the ob­jec­tion on the op­pos­ing party so that he or she may com­ment in writ­ing there­on, un­less the ob­jec­tion is ob­vi­ously in­ad­miss­ible or ob­vi­ously un­foun­ded.

2The an­swer to the ob­jec­tion must be filed with­in the same peri­od as ap­plies to the ob­jec­tion.

Art. 323 Cross objections  

Cross ob­jec­tions are not ad­miss­ible.

Art. 324 Comments of the lower court  

The ap­pel­late court may in­vite the lower court to com­ment.

Art. 325 Suspensive effect  

1The ob­jec­tion does not sus­pend the leg­al ef­fect and en­force­ab­il­ity of the con­tested de­cision.

2The ap­pel­late court may sus­pend the en­force­ab­il­ity of the con­tested de­cision. If ne­ces­sary, it shall or­der pro­tect­ive meas­ures or the pro­vi­sion of se­cur­ity.

Art. 326 New applications, new facts and new evidence  

1New ap­plic­a­tions, new al­leg­a­tions of fact and new evid­ence are not ad­miss­ible.

2Spe­cial pro­vi­sions of law are re­served.

Art. 327 Procedure and decision  

1The ap­pel­late court shall re­quest the case files from the lower court.

2It may de­cide on the basis of the case files.

3In the event that it up­holds the ob­jec­tion, the ap­pel­late court shall:

a.
set aside the de­cision or the pro­ced­ur­al rul­ing and re­mit the case to the lower court; or
b.
make a new de­cision provided the ap­pel­late court is in the po­s­i­tion to make a de­cision.

4If an ob­jec­tion of un­due delay is up­held, the ap­pel­late court may set a dead­line with­in which the lower court must deal with the case.

5The ap­pel­late court shall give no­tice of its de­cision to the parties to­geth­er with a writ­ten state­ment of grounds.

Art. 327a Enforcement declaration under the Lugano Convention  

1If the ob­jec­tion is against a de­cision of the en­force­ment court un­der Art­icles 38 to 52 of the Lugano Con­ven­tion of 30 Oc­to­ber 20072 on Jur­is­dic­tion and the En­force­ment of Judg­ments in Civil and Com­mer­cial Mat­ters, the ap­pel­late court shall freely ex­am­ine the grounds for re­fus­al provided in the Con­ven­tion.

2The ob­jec­tion has sus­pens­ive ef­fect. Pro­tect­ive meas­ures, in par­tic­u­lar at­tach­ments un­der Art­icle 271 para­graph 1 num­ber 6 DEBA3, are re­served.

3The dead­line for fil­ing the ob­jec­tion against the en­force­ment de­clar­a­tion is gov­erned by Art­icle 43 para­graph 5 of the Con­ven­tion.


1 In­ser­ted by Art. 3 No 1 of the Fed­er­al De­cree of 11 Dec. 2009 (Ap­prov­al and Im­ple­ment­a­tion of the Lugano Con­ven­tion), in force since 1 Jan. 2011 (AS 2010 5601; BBl 2009 1777).
2 SR 0.275.12
3 SR 281.1

Chapter 3 Review

Art. 328 Grounds for review  

1A party may re­quest the court that has de­cided as fi­nal in­stance to re­view the fi­nal de­cision if:

a.
the party sub­sequently dis­cov­ers sig­ni­fic­ant facts or de­cis­ive evid­ence that could not have been sub­mit­ted in the earli­er pro­ceed­ings, ex­clud­ing facts and evid­ence that arose after the de­cision;
b.
crim­in­al pro­ceed­ings have es­tab­lished that the de­cision was in­flu­enced to the det­ri­ment of the party con­cerned by a felony or mis­de­mean­our, even if no one has been con­victed by the crim­in­al court; if crim­in­al pro­ceed­ings are not pos­sible, proof may be provided in some oth­er man­ner;
c.
it is claimed that the ac­cept­ance, with­draw­al or set­tle­ment of the claim is in­val­id.

2A re­view on the grounds of a vi­ol­a­tion of the European Con­ven­tion on Hu­man Rights of 4 Novem­ber 19501 (ECHR) may be re­ques­ted if:

a.
the European Court of Hu­man Rights has de­term­ined in a fi­nal judg­ment that the ECHR or its pro­to­cols have been vi­ol­ated;
b.
com­pens­a­tion is not an ap­pro­pri­ate rem­edy for the ef­fects of the vi­ol­a­tion; and
c.
the re­view is ne­ces­sary to rem­edy the vi­ol­a­tion.

1 SR 0.101

Art. 329 Deadlines and form  

1An ap­plic­a­tion for a re­view must be filed in writ­ing with a state­ment of the grounds with­in 90 days of the dis­cov­ery of the grounds for re­view.

2The right to re­quest a re­view ex­pires 10 years after the de­cision comes in­to force, ex­cept in cases un­der Art­icle 328 para­graph 1 let­ter b.

Art. 330 Response by the opposing party  

The court shall serve the ap­plic­a­tion for the re­view on the op­pos­ing party so that he or she may re­spond, un­less the re­quest is ob­vi­ously in­ad­miss­ible or ob­vi­ously un­foun­ded.

Art. 331 Suspensive effect  

1A re­quest for a re­view does not sus­pend the leg­al ef­fect and en­force­ab­il­ity of the de­cision.

2The court may sus­pend the en­force­ab­il­ity of the con­tested de­cision. If ne­ces­sary, it shall or­der pro­tect­ive meas­ures or the pro­vi­sion of se­cur­ity.

Art. 332 Decision on the review application  

The de­cision on the ap­plic­a­tion for re­view may be chal­lenged by way of ob­jec­tion.

Art. 333 New decision on the merits  

1If the court up­holds the re­quest for a re­view, it shall quash its earli­er de­cision and make a new one.

2In the new de­cision, the court shall also de­cide on the costs of the earli­er pro­ceed­ings.

3It shall give no­tice of its de­cision to the parties to­geth­er with a writ­ten state­ment of grounds.

Chapter 4 Explanation and Rectification

Art. 334  

1If the con­clu­sions of the de­cision are un­clear, con­tra­dict­ory or in­com­plete, or if they do not cor­res­pond with the state­ment of grounds, the court shall ex of­fi­cio or at the re­quest of a party provide an ex­plan­a­tion or rec­ti­fic­a­tion of the de­cision. The re­quest must in­dic­ate the rel­ev­ant parts and the re­ques­ted changes.

2Art­icles 330 and 331 ap­ply by ana­logy. The court does not re­quire the parties to com­ment when cor­rect­ing ty­po­graph­ic­al or arith­met­ic­al er­rors.

3The de­cision on the re­quest for ex­plan­a­tion or rec­ti­fic­a­tion may be con­tested by ob­jec­tion.

4No­tice of the ex­plained or rec­ti­fied de­cision shall be giv­en to the parties.

Title 10 Enforcement

Chapter 1 Enforcement of Decisions

Art. 335 Scope of application  

1De­cisions are en­forced ac­cord­ing to the pro­vi­sions of this chapter.

2If a de­cision relates to the pay­ment of money or pro­vi­sion of se­cur­ity, it is en­forced ac­cord­ing to the pro­vi­sions of the DEBA1.

3The re­cog­ni­tion, the de­clar­a­tion of en­force­ab­il­ity and the en­force­ment of for­eign de­cisions are gov­erned by this chapter, un­less an in­ter­na­tion­al treaty or the IPLA2 provides oth­er­wise.


1 SR 281.1
2 SR 291

Art. 336 Enforceability  

1A de­cision is en­force­able, if:

a.
it is leg­ally bind­ing and the court has not sus­pen­ded its en­force­ment (Art. 325 para. 2 and 331 para. 2); or
b.
it is not yet leg­ally bind­ing, but its early en­force­ment has been au­thor­ised.

2The court that has made the de­cision on en­force­ab­il­ity shall cer­ti­fy the en­force­ab­il­ity of the de­cision on re­quest.

Art. 337 Direct enforcement  

1If the court mak­ing the de­cision has already ordered the ne­ces­sary en­force­ment meas­ures (Art. 236 para. 3), the de­cision may be dir­ectly en­forced.

2The un­suc­cess­ful party may ask the en­force­ment court to sus­pend en­force­ment; Art­icle 341 ap­plies by ana­logy.

Art. 338 Request for enforcement  

1If the de­cision may not be dir­ectly en­forced, a re­quest for en­force­ment must be sub­mit­ted to the en­force­ment court.

2The ap­plic­ant must es­tab­lish that the re­quire­ments for en­force­ment ap­ply and pro­duce the ne­ces­sary phys­ic­al re­cords.

Art. 339 Jurisdiction and procedure  

1Man­dat­ory jur­is­dic­tion to or­der the meas­ures of en­force­ment or to sus­pend the en­force­ment lies with the court:

a.
at the dom­i­cile or re­gistered of­fice of the un­suc­cess­ful party;
b.
at the place where the meas­ures are to be taken; or
c.
at the place where the de­cision to be en­forced was made.

2The court de­cides in sum­mary pro­ceed­ings.

Art. 340 Protective measures  

The en­force­ment court may or­der pro­tect­ive meas­ures, if ne­ces­sary without hear­ing the op­pos­ing party be­fore­hand.


1 Amended in ac­cord­ance with Art. 3 No 1 of the Fed­er­al De­cree of 11 Dec. 2009 (Ap­prov­al and Im­ple­ment­a­tion of the Lugano Con­ven­tion), in force since 1 Jan. 2011 (AS 2010 5601; BBl 2009 1777).

Art. 341 Examination of enforceability and hearing the unsuccessful party  

1The en­force­ment court shall ex­am­ine en­force­ab­il­ity ex of­fi­cio.

2It shall al­low the un­suc­cess­ful party a brief peri­od with­in which to file its com­ments.

3On the mer­its, the un­suc­cess­ful party may only ar­gue that mat­ters pre­vent­ing the en­force­ment of the de­cision have oc­curred since no­tice there­of was giv­en, such as ex­tinc­tion, de­fer­ment, pre­scrip­tion or for­feit­ure of the right to due per­form­ance. Ex­tinc­tion and de­fer­ment must be proven by phys­ic­al re­cords.

Art. 342 Enforcement of conditional performance or performance subject to counter-performance  

De­cisions provid­ing for con­di­tion­al per­form­ance or per­form­ance that is sub­ject to counter-per­form­ance may not be en­forced un­til the en­force­ment court has de­term­ined that the con­di­tion is ful­filled or that the counter-per­form­ance has been duly offered, rendered, or guar­an­teed.

Art. 343 Obligation to act, refrain from acting or to tolerate  

1If the de­cision provides for an ob­lig­a­tion to act, re­frain from act­ing or to tol­er­ate something, the en­force­ment court may:

a.
is­sue a threat of crim­in­al pen­alty un­der Art­icle 292 SCC1;
b.
im­pose a dis­cip­lin­ary fine not ex­ceed­ing 5,000 francs;
c.
im­pose a dis­cip­lin­ary fine not ex­ceed­ing 1,000 francs for each day of non-com­pli­ance;
d.
or­der a com­puls­ory meas­ure such as tak­ing away a mov­able item or va­cat­ing im­mov­able prop­erty; or
e.
or­der per­form­ance by a third party.

2The un­suc­cess­ful party and third parties must provide the re­quired in­form­a­tion and tol­er­ate the re­quired searches.

3The per­son en­trus­ted with en­force­ment may re­quest the as­sist­ance of the com­pet­ent au­thor­it­ies.


1 SR 311.0

Art. 344 Declaration of intent  

1If the de­cision relates to a de­clar­a­tion of in­tent, the en­force­able de­cision takes the place of the de­clar­a­tion.

2If the de­clar­a­tion con­cerns a pub­lic re­gister, such as the land re­gister or the com­mer­cial re­gister, the court mak­ing the de­cision shall is­sue the re­quired in­struc­tions to the re­gis­trar.

Art. 345 Damages and conversion into money  

1The pre­vail­ing party may de­mand:

a.
dam­ages if the un­suc­cess­ful party does not fol­low the or­ders of the court;
b.
con­ver­sion of the per­form­ance due in­to the pay­ment of money.

2The en­force­ment court shall de­term­ine the rel­ev­ant amount.

Art. 346 Appellate remedy for third parties  

Third parties may con­test en­force­ment de­cisions by fil­ing an ob­jec­tion if the de­cision af­fects their rights.

Chapter 2 Enforcement of Official Records

Art. 347 Enforceability  

Of­fi­cial re­cords re­lat­ing to any type of per­form­ance may be en­forced in the same way as ju­di­cial de­cisions if:

a.
the ob­li­gee ex­pressly de­clares in the re­cord that he or she ac­cepts dir­ect en­force­ment;
b.
the leg­al ground for the per­form­ance due is men­tioned in the re­cord; and
c.
the per­form­ance due is:
1.
suf­fi­ciently spe­cified in the re­cord,
2.
ac­cep­ted in the re­cord by the ob­li­gee, and
3.
due.
Art. 348 Exceptions  

Of­fi­cial re­cords are not dir­ectly en­force­able if they con­cern per­form­ance:

a.
un­der the Gender Equal­ity Act of 24 March 19951;
b.
arising from the ten­ancy and lease of res­id­en­tial and busi­ness prop­erty or the lease of ag­ri­cul­tur­al prop­erty;
c.
un­der the Par­ti­cip­a­tion Act of 17 Decem­ber 19932;
d.
arising from em­ploy­ment re­la­tions or un­der the Re­cruit­ment Act of 6 Oc­to­ber 19893;
e.
arising from con­sumer con­tracts (Art. 32).

Art. 349 Records relating to performance in money  

An en­force­able re­cord re­lat­ing to per­form­ance in money is deemed to be a title set­ting aside an ob­jec­tion un­der Art­icles 80 and 81 DEBA1.


1 SR 281.1

Art. 350 Records relating to other forms of performance  

1If the en­force­ment of a re­cord re­lat­ing to an­oth­er form of per­form­ance is sought, at the re­quest of the ob­lig­or the not­ary pub­lic shall serve the ob­li­gee with a cer­ti­fied copy of the re­cord, set­ting a dead­line of 20 days for per­form­ance. The ob­lig­or re­ceives a copy of the no­ti­fic­a­tion.

2If per­form­ance is not rendered with­in the dead­line, the ob­lig­or may sub­mit a re­quest for en­force­ment to the en­force­ment court.

Art. 351 Proceedings before the enforcement court  

1The ob­li­gee may con­test his or her ob­lig­a­tion to render per­form­ance only if the ob­jec­tion raised can be im­me­di­ately proven.

2If a de­clar­a­tion of in­tent is owed, the de­cision of the en­force­ment court takes the place of the de­clar­a­tion. The en­force­ment court shall is­sue the re­quired in­struc­tions in ac­cord­ance with Art­icle 344 para­graph 2.

Art. 352 Judicial review  

The ju­di­cial re­view of the per­form­ance due is re­served in every case. In par­tic­u­lar the ob­li­gee may at any time file a claim for a de­clar­at­ory judg­ment that the ob­lig­a­tion does not or no longer ex­ists or that it has been sus­pen­ded.

Part 3 Arbitration

Title 1 General Provisions

Art. 353 Scope of application  

1The pro­vi­sions of this Part ap­ply to the pro­ceed­ings be­fore ar­bit­ral tribunals based in Switzer­land, un­less the pro­vi­sions of the Twelfth Chapter of the IPLA1 ap­ply.

2The parties may ex­clude the ap­plic­a­tion of this Part by mak­ing an ex­press de­clar­a­tion to this ef­fect in the ar­bit­ra­tion agree­ment or a sub­sequent agree­ment, and in­stead agree that the pro­vi­sions of the Twelfth Chapter of the PILA ap­ply. The de­clar­a­tion must be in the form spe­cified in Art­icle 358.


1 SR 291

Art. 354 Arbitrability  

Any claim over which the parties may freely dis­pose may be the ob­ject of an ar­bit­ra­tion agree­ment.

Art. 355 Location of the arbitral tribunal  

1The loc­a­tion of the ar­bit­ral tribunal shall be de­term­ined by the parties or by the body they have des­ig­nated. If no loc­a­tion is de­term­ined, the ar­bit­ral tribunal it­self de­term­ine its loc­a­tion.

2If neither the parties nor the des­ig­nated body nor the ar­bit­ral tribunal de­term­ine the loc­a­tion, the or­din­ary court that would have jur­is­dic­tion to de­cide the mat­ter in the ab­sence of an ar­bit­ra­tion agree­ment shall de­cide.

3If sev­er­al or­din­ary courts have jur­is­dic­tion, the loc­a­tion of the ar­bit­ral tribunal shall be the loc­a­tion of the or­din­ary court first seised by vir­tue of Art­icle 356.

4Un­less the parties have agreed oth­er­wise, the ar­bit­ral tribunal may hold hear­ings, take evid­ence and de­lib­er­ate at any oth­er loc­a­tion.

Art. 356 Competent ordinary courts  

1The can­ton in which the ar­bit­ral tribunal is loc­ated shall des­ig­nate a su­per­i­or court that shall have jur­is­dic­tion:

a.
to de­cide on ob­jec­tions and ap­plic­a­tions for re­view;
b.
to re­ceive the ar­bit­ral award on de­pos­it and to cer­ti­fy its en­force­ab­il­ity.

2The can­ton where the ar­bit­ral tribunal is loc­ated shall des­ig­nate a dif­fer­ent court or a dif­fer­ently com­posed court to have jur­is­dic­tion as the sole in­stance for:

a.
the ap­point­ment, chal­lenge, re­mov­al and re­place­ment of the ar­bit­rat­ors;
b.
the ex­ten­sion of the ar­bit­ral tribunal's term of of­fice;
c.
sup­port­ing the ar­bit­ral tribunal in all its pro­ced­ur­al acts.

Title 2 Arbitration Agreement

Art. 357 Arbitration agreement  

1The ar­bit­ra­tion agree­ment may re­late to ex­ist­ing or fu­ture dis­putes arising from a spe­cif­ic leg­al re­la­tion­ship.

2The valid­ity of the agree­ment may not be dis­puted on the ground that the main con­tract is in­val­id.

Art. 358 Form  

The ar­bit­ra­tion agree­ment must be done in writ­ing or in any oth­er form al­low­ing it to be evid­enced by text.

Art. 359 Challenging the arbitral tribunal's jurisdiction  

1If the valid­ity of the ar­bit­ra­tion agree­ment, its con­tent, its scope or the prop­er con­sti­tu­tion of the ar­bit­ral tribunal is chal­lenged be­fore the ar­bit­ral tribunal, the tribunal shall de­cide on its own jur­is­dic­tion by way of an in­ter­im de­cision or in the fi­nal award on the mer­its.

2An ob­jec­tion to the ar­bit­ral tribunal on the grounds of lack of jur­is­dic­tion must be raised pri­or to any de­fence on the mer­its.

Title 3 Constitution of the Arbitral Tribunal

Art. 360 Number of arbitrators  

1The parties may freely agree on the num­ber of ar­bit­rat­ors. In the ab­sence of an agree­ment, the ar­bit­ral tribunal shall con­sist of three mem­bers.

2If the parties have agreed on an even num­ber of ar­bit­rat­ors, it is pre­sumed that an ad­di­tion­al ar­bit­rat­or must be ap­poin­ted as the chair­per­son.

Art. 361 Appointment by the parties  

1The mem­bers of the ar­bit­ral tribunal shall be ap­poin­ted as agreed by the parties.

2In the ab­sence of any agree­ment, each party shall ap­point the same num­ber of ar­bit­rat­ors; the ar­bit­rat­ors shall then un­an­im­ously elect an­oth­er per­son as chair­per­son.

3If an ar­bit­rat­or is des­ig­nated by his or her func­tion, the hold­er of that func­tion who ac­cepts the man­date is deemed to be ap­poin­ted.

4In mat­ters re­lat­ing to the ten­ancy and lease of res­id­en­tial prop­erty, only the con­cili­ation au­thor­ity may be ap­poin­ted as ar­bit­ral tribunal.

Art. 362 Appointment by the ordinary court  

1If the ar­bit­ra­tion agree­ment provides no oth­er body for the ap­point­ment, or if such body does not ap­point the mem­bers with­in a reas­on­able time, the or­din­ary court com­pet­ent un­der Art­icle 356 para­graph 2 shall pro­ceed with the ap­point­ment at the re­quest of one of the parties if:

a.
the parties can­not agree on the ap­point­ment of the single ar­bit­rat­or or the chair­per­son;
b.
a party fails to des­ig­nate his or her ar­bit­rat­or with­in 30 days from be­ing re­ques­ted to do so; or
c.
the ap­poin­ted ar­bit­rat­ors can­not agree on the ap­point­ment of the chair­per­son with­in 30 days from their ap­point­ment.

2In case of a multi-party ar­bit­ra­tion, the or­din­ary court com­pet­ent un­der Art­icle 356 para­graph 2 may ap­point all the ar­bit­rat­ors.

3If an or­din­ary court is des­ig­nated to ap­point an ar­bit­rat­or, it must pro­ceed with the ap­point­ment un­less a sum­mary ex­am­in­a­tion shows that no ar­bit­ra­tion agree­ment ex­ists between the parties.

Art. 363 Duty to disclose  

1A per­son asked to take the of­fice of an ar­bit­rat­or must dis­close im­me­di­ately any cir­cum­stances that might raise reas­on­able doubts about his or her in­de­pend­ence or im­par­ti­al­ity.

2This duty con­tin­ues throughout the pro­ceed­ings.

Art. 364 Acceptance of office  

1The ar­bit­rat­ors shall con­firm ac­cept­ance of their of­fice.

2The ar­bit­ral tribunal is con­sti­tuted only when all the ar­bit­rat­ors have ac­cep­ted their of­fice.

Art. 365 Secretary  

1The ar­bit­ral tribunal may ap­point a sec­ret­ary.

2Art­icles 363 para­graph 1 and 367 to 369 ap­ply by ana­logy.

Art. 366 Term of office  

1The parties may lim­it the term of of­fice in the ar­bit­ra­tion agree­ment or in a sub­sequent agree­ment.

2The term of of­fice with­in which the ar­bit­ral tribunal must is­sue its award may be ex­ten­ded:

a.
by agree­ment of the parties;
b.
at the re­quest of a party or of the ar­bit­ral tribunal: by the or­din­ary court with jur­is­dic­tion un­der Art­icle 356 para­graph 2.

Title 4 Challenge, Removal and Replacement of Arbitrators

Art. 367 Rejection of an arbitrator  

1A mem­ber of the ar­bit­ral tribunal may be chal­lenged:

a.
if he or she lacks the qual­i­fic­a­tions re­quired by the parties;
b.
if there is a ground for chal­lenge in ac­cord­ance with the rules of ar­bit­ra­tion ad­op­ted by the parties; or
c.
if there is reas­on­able doubt as to his or her in­de­pend­ence or im­par­ti­al­ity.

2If a party wishes to chal­lenge an ar­bit­rat­or who has been ap­poin­ted by that party or in whose ap­point­ment that party has par­ti­cip­ated, that party may do so only on grounds that have come to his or her at­ten­tion after the ap­point­ment. No­tice of the reas­on for the chal­lenge must be giv­en to the ar­bit­ral tribunal and the op­pos­ing party im­me­di­ately.

Art. 368 Challenging the arbitral tribunal  

1A party may chal­lenge the ar­bit­ral tribunal if an op­pos­ing party has ex­er­ted a pre­dom­in­ant in­flu­ence on the ap­point­ment of its mem­bers. No­tice of the chal­lenge must be giv­en to the ar­bit­ral tribunal and the op­pos­ing party im­me­di­ately.

2The new ar­bit­ral tribunal is con­sti­tuted ac­cord­ing to the pro­ced­ure spe­cified in Art­icles 361 and 362.

3The parties may ap­point the mem­bers of the chal­lenged ar­bit­ral tribunal again as ar­bit­rat­ors.

Art. 369 Challenge procedure  

1The parties may freely agree on the chal­lenge pro­ced­ure.

2If no pro­ced­ure has been agreed, the chal­lenge must be sub­mit­ted in writ­ing with a state­ment of the grounds to the chal­lenged ar­bit­rat­or with­in 30 days of the chal­len­ging party be­com­ing aware of the ground for chal­lenge; no­tice of the re­quest must be giv­en to the oth­er ar­bit­rat­ors with­in the same dead­line.

3If the chal­lenged ar­bit­rat­or dis­putes the chal­lenge, the chal­len­ging party may with­in 30 days re­quest a de­cision by the body des­ig­nated by the parties or, if no such body has been des­ig­nated, by the or­din­ary court that has jur­is­dic­tion un­der Art­icle 356 para­graph 2.

4Un­less the parties have agreed oth­er­wise, the ar­bit­ral tribunal may con­tin­ue with the ar­bit­ra­tion dur­ing the chal­lenge pro­ced­ure and make an award without ex­clud­ing the chal­lenged ar­bit­rat­or.

5The de­cision on the chal­lenge may be con­tested only once the first ar­bit­ral award has been made.

Art. 370 Removal  

1Any mem­ber of the ar­bit­ral tribunal may be re­moved by a writ­ten agree­ment of the parties.

2If a mem­ber of the ar­bit­ral tribunal is un­able to ful­fil his or her du­ties with­in due time or with due di­li­gence, he or she may be re­moved at a party's re­quest by the body des­ig­nated by the parties or, if no such body has been des­ig­nated, by the or­din­ary court that has jur­is­dic­tion un­der Art­icle 356 para­graph 2.

3Art­icle 369 para­graph 5 ap­plies to the chal­lenge of the re­mov­al.

Art. 371 Replacement of an arbitrator  

1If an ar­bit­rat­or must be re­placed, the same pro­ced­ure as for ap­point­ment ap­plies, un­less the parties agree or have agreed oth­er­wise.

2If re­place­ment can­not be ef­fected in this way, the new ar­bit­rat­or shall be nom­in­ated by the or­din­ary court that has jur­is­dic­tion un­der Art­icle 356 para­graph 2 un­less the ar­bit­ra­tion agree­ment ex­cludes this pos­sib­il­ity or be­comes in­ef­fect­ive on the re­tire­ment of an ar­bit­rat­or.

3In the ab­sence of an agree­ment between the parties, the newly con­sti­tuted ar­bit­ral tribunal shall de­cide on the ex­tent to which pro­ced­ur­al acts in which the re­placed ar­bit­rat­or has par­ti­cip­ated must re­peated.

4The dead­line with­in which the ar­bit­ral tribunal must is­sue its award is not sus­pen­ded dur­ing the re­place­ment pro­ced­ure.

Title 5 Arbitration Proceedings

Art. 372 Pendency  

1Ar­bit­ra­tion pro­ceed­ings be­come pending:

a.
when a party seises the ar­bit­ral tribunal des­ig­nated in the ar­bit­ra­tion agree­ment; or
b.
if no ar­bit­ral tribunal is des­ig­nated in the ar­bit­ra­tion agree­ment: when a party ini­ti­ates the pro­ced­ure to con­sti­tute the ar­bit­ral tribunal or the pre­ced­ing con­cili­ation pro­ceed­ings agreed by the parties.

2If identic­al ac­tions between the same parties are sub­mit­ted be­fore an or­din­ary court and an ar­bit­ral tribunal, the last seised court shall sus­pend the pro­ceed­ings un­til the first seised court has de­cided on its com­pet­ence.

Art. 373 General rules of procedure  

1The parties may reg­u­late the ar­bit­ra­tion pro­ced­ure:

a.
them­selves;
b.
by re­fer­ring to a set of ar­bit­ra­tion rules;
c.
ac­cord­ing to a pro­ced­ur­al law of their choice.

2If the parties have not reg­u­lated the pro­ced­ure, it is de­term­ined by the ar­bit­ral tribunal.

3The chair­per­son of the ar­bit­ral tribunal may de­cide on cer­tain pro­ced­ur­al ques­tions if he or she is au­thor­ised to do so by the parties or by the oth­er mem­bers of the tribunal.

4The ar­bit­ral tribunal must guar­an­tee the equal treat­ment of the parties and their right to be heard in ad­versari­al pro­ceed­ings.

5Each party may act through a rep­res­ent­at­ive.

6A com­plaint must be made im­me­di­ately about any vi­ol­a­tion of the pro­ced­ur­al rules, oth­er­wise it may not sub­sequently be claimed that the rules were vi­ol­ated.

Art. 374 Interim measures, security and damages  

1The or­din­ary court or, un­less the parties have oth­er­wise agreed, the ar­bit­ral tribunal may at the re­quest of a party or­der in­ter­im meas­ures, in­clud­ing meas­ures to pro­tect the evid­ence.

2If the per­son con­cerned does not com­ply with the meas­ure ordered by the ar­bit­ral tribunal, the tribunal or a party may ap­ply to the or­din­ary court for it to is­sue the ne­ces­sary or­ders; if the ap­plic­a­tion is made by a party, it re­quires the con­sent of the ar­bit­ral tribunal.

3The ar­bit­ral tribunal or the or­din­ary court may make the in­ter­im meas­ures con­di­tion­al on the pay­ment of se­cur­ity if it is an­ti­cip­ated that the meas­ures may cause harm to the oth­er party.

4The ap­plic­ant is li­able for the harm caused by un­jus­ti­fied in­ter­im meas­ures. If he or she proves, however, that the ap­plic­a­tion for the meas­ures was made in good faith, the ar­bit­ral tribunal or the or­din­ary court may re­duce the dam­ages or re­lieve the ap­plic­ant en­tirely from li­ab­il­ity. The ag­grieved party may as­sert his or her claim in the pending ar­bit­ra­tion.

5The se­cur­ity must be re­leased once it is es­tab­lished that no claim for dam­ages will be filed; where there is un­cer­tainty, the court shall set a dead­line for fil­ing the ac­tion.

Art. 375 Taking of evidence and participation of the ordinary court  

1The ar­bit­ral tribunal takes the evid­ence it­self.

2If the tak­ing of evid­ence or any oth­er pro­ced­ur­al act re­quires the as­sist­ance of the of­fi­cial au­thor­it­ies, the ar­bit­ral tribunal may re­quest the par­ti­cip­a­tion of the or­din­ary court that has jur­is­dic­tion un­der Art­icle 356 para­graph 2. With the con­sent of the ar­bit­ral tribunal, the same may also be re­ques­ted by a party.

3The mem­bers of the ar­bit­ral tribunal may par­ti­cip­ate in the pro­ced­ur­al acts of the or­din­ary court and may ask ques­tions.

Art. 376 Joinder of parties, joinder of actions and participation of third parties  

1Ar­bit­ra­tion may be ini­ti­ated by or against joint parties if:

a.
all the parties are con­nec­ted among them­selves by one or more cor­res­pond­ing ar­bit­ra­tion agree­ments; and
b.
the as­ser­ted claims are identic­al or fac­tu­ally con­nec­ted.

2Fac­tu­ally con­nec­ted claims between the same parties may be joined in the same ar­bit­ra­tion pro­ceed­ings if they are the sub­ject of cor­res­pond­ing ar­bit­ra­tion agree­ments between these parties.

3The in­ter­ven­tion of a third party and the join­der of a per­son no­ti­fied as a party to an ac­tion re­quire an ar­bit­ra­tion agree­ment between the third party and the parties to the dis­pute and are sub­ject to the con­sent of the ar­bit­ral tribunal.

Art. 377 Set-off and counterclaim  

1The ar­bit­ral tribunal has jur­is­dic­tion to de­cide the set-off de­fence, even if the claim to be set off does not fall with­in the scope of the ar­bit­ra­tion agree­ment or is sub­ject to an­oth­er ar­bit­ra­tion agree­ment or an agree­ment on jur­is­dic­tion.

2The coun­ter­claim is ad­miss­ible if it con­cerns a claim that is covered by a cor­res­pond­ing ar­bit­ra­tion agree­ment between the parties.

Art. 378 Advance of costs  

1The ar­bit­ral tribunal may or­der the ad­vance of the pre­sumed costs of the pro­ceed­ings and may make the pro­ceed­ings con­di­tion­al on the pay­ment of the ad­vance. Un­less the parties have agreed oth­er­wise, the ar­bit­ral tribunal de­term­ines the amount to be paid by each party.

2If one party does not pay the re­quired ad­vance, the oth­er party may ad­vance the en­tire costs or with­draw from the ar­bit­ra­tion. In the lat­ter case, the party with­draw­ing may ini­ti­ate new ar­bit­ra­tion pro­ceed­ings for the same mat­ter or pro­ceed be­fore the or­din­ary court.

Art. 379 Security for party costs  

If the plaintiff ap­pears to be in­solv­ent, the ar­bit­ral tribunal may at the de­fend­ant's re­quest or­der that se­cur­ity be provided by a cer­tain dead­line for the prob­able party costs due by the de­fend­ant. Art­icle 378 para­graph 2 ap­plies by ana­logy.

Art. 380 Legal aid  

Leg­al aid is ex­cluded.

Title 6 Arbitral Award

Art. 381 Applicable law  

1The ar­bit­ral tribunal de­cides:

a.
ac­cord­ing to the rules of law chosen by the parties; or
b.
based on equity, if the parties have au­thor­ised it to do so.

2In the ab­sence of such choice or au­thor­isa­tion, it shall de­cide ac­cord­ing to the law that an or­din­ary court would ap­ply.

Art. 382 Deliberations and decision  

1All mem­bers of the ar­bit­ral tribunal must par­ti­cip­ate in the de­lib­er­a­tions and de­cisions.

2If an ar­bit­rat­or re­fuses to par­ti­cip­ate in a de­lib­er­a­tion or a de­cision, the oth­ers may de­lib­er­ate or de­cide without him or her, un­less the parties have agreed oth­er­wise.

3The award is de­term­ined by a ma­jor­ity de­cision, un­less the parties have agreed oth­er­wise.

4If no ma­jor­ity is reached, the award is de­term­ined by the chair­per­son.

Art. 383 Interim and partial awards  

Un­less the parties have agreed oth­er­wise, the ar­bit­ral tribunal may lim­it the pro­ceed­ings to cer­tain ques­tions or pray­ers for re­lief.

Art. 384 Content of the award  

1The award con­tains de­tails of:

a.
the com­pos­i­tion of the ar­bit­ral tribunal;
b.
the loc­a­tion where the ar­bit­ral tribunal sits;
c.
the parties and their rep­res­ent­at­ives;
d.
the parties' pray­ers for re­lief or, if none, the ques­tion to be de­cided;
e.
un­less the parties have ex­pli­citly dis­pensed with this re­quire­ment: a state­ment of the facts, the leg­al con­sid­er­a­tions and, if ap­plic­able, the con­sid­er­a­tions in equity;
f.
the con­clu­sions on the award on the mer­its, as well as the amount and al­loc­a­tion of the costs and party costs;
g.
the date of the award.

2The award must be signed; the sig­na­ture of the chair­per­son suf­fices.

Art. 385 Agreement between the parties  

If the parties settle their dis­pute in the course of the ar­bit­ral pro­ceed­ings, the ar­bit­ral tribunal shall on re­quest re­cord the agree­ment in the form of an award.

Art. 386 Notice and deposit  

1Each party is served with no­tice of the award.

2Each party may at his or her own ex­pense de­pos­it a copy of the award with the or­din­ary court that has jur­is­dic­tion un­der Art­icle 356 para­graph 1.

3At the re­quest of a party, this court shall cer­ti­fy the award as en­force­able.

Art. 387 Effect of the award  

Once no­tice of the award has been giv­en to the parties, it has the ef­fect of a leg­ally-bind­ing and en­force­able ju­di­cial de­cision.

Art. 388 Correction, explanation and amendment of the award  

1Each party may ap­ply to the ar­bit­ral tribunal to:

a.
cor­rect ty­po­graph­ic­al and arith­met­ic­al er­rors in the award;
b.
ex­plain cer­tain parts of the award;
c.
make an ad­di­tion­al award on claims that have been as­ser­ted in the course of the ar­bit­ra­tion but not in­cluded in the award.

2The ap­plic­a­tion must be made to the ar­bit­ral tribunal with­in 30 days from the dis­cov­ery of the er­ror or the parts of the award that need to be ex­plained or amended, but no later than one year from re­ceiv­ing no­tice of the award.

3The ap­plic­a­tion does not sus­pend the dead­lines for con­test­ing the award. If a party is pre­ju­diced by the out­come of this pro­ced­ure, he or she shall be giv­en a new dead­line to con­test the award on this point.

Title 7 Appellate Remedies

Chapter 1 Objections

Art. 389 Objection to the Federal Supreme Court  

1An ar­bit­ral award is sub­ject to ob­jec­tion to the Fed­er­al Su­preme Court.

2The pro­ced­ure is gov­erned by the Fed­er­al Su­preme Court Act of 17 June 20051, un­less oth­er­wise provided in this Chapter.


Art. 390 Objection to the cantonal court  

1By ex­press de­clar­a­tion in the ar­bit­ra­tion agree­ment or in a sub­sequent agree­ment, the parties may agree that the ar­bit­ral award may be con­tested by way of ob­jec­tion to the can­ton­al court that has jur­is­dic­tion un­der Art­icle 356 para­graph 1.

2The pro­ced­ure is gov­erned by Art­icles 319 to 327, un­less oth­er­wise provided in this Chapter. The de­cision of the can­ton­al court is fi­nal.

Art. 391 Subsidiarity  

An ob­jec­tion is only ad­miss­ible after the means of ar­bit­ral ap­peal provided for in the ar­bit­ra­tion agree­ment are ex­hausted.

Art. 392 Challengeable awards  

An ob­jec­tion is ad­miss­ible against:

a.
par­tial and fi­nal awards;
b.
in­ter­im awards on the grounds lis­ted in Art­icle 393 let­ters a and b.
Art. 393 Grounds for objection  

An ar­bit­ral award may be con­tested on the fol­low­ing grounds:

a.
the single ar­bit­rat­or was ap­poin­ted or the ar­bit­ral tribunal com­posed in an ir­reg­u­lar man­ner;
b.
the ar­bit­ral tribunal wrongly de­clared it­self to have or not to have jur­is­dic­tion;
c.
the ar­bit­ral tribunal de­cided is­sues that were not sub­mit­ted to it or failed to de­cide on a pray­er for re­lief;
d.
the prin­ciples of equal treat­ment of the parties or the right to be heard were vi­ol­ated;
e.
the award is ar­bit­rary in its res­ult be­cause it is based on find­ings that are ob­vi­ously con­trary to the facts as stated in the case files or be­cause it con­sti­tutes an ob­vi­ous vi­ol­a­tion of law or equity;
f.
the costs and com­pens­a­tion fixed by the ar­bit­ral tribunal are ob­vi­ously ex­cess­ive.
Art. 394 Remit for rectification or amendment  

After hear­ing the parties, the ap­pel­late court may re­mit the award to the ar­bit­ral tribunal, set­ting a dead­line to rec­ti­fy or amend it.

Art. 395 Decision  

1If the award is not re­mit­ted to the ar­bit­ral tribunal or if it is not rec­ti­fied or amended by the tribunal with­in the set dead­line, the ap­pel­late court shall de­cide and, if the ob­jec­tion is ap­proved, shall set aside the award.

2If the award is set aside, the ar­bit­ral tribunal shall make a new award con­sist­ent with the con­sid­er­a­tions taken in­to ac­count in the de­cision to re­mit the case.

3Set­ting aside may be lim­ited to cer­tain parts of the award if the oth­er parts do not de­pend on them.

4If the ar­bit­ral award is con­tested on the grounds that the com­pens­a­tion and costs are ob­vi­ously ex­cess­ive, the ap­pel­late court may it­self de­cide on them.

Chapter 2 Review

Art. 396 Grounds for review  

1A party may re­quest the or­din­ary court that has jur­is­dic­tion un­der Art­icle 356 para­graph 1 to re­view an ar­bit­ral award if:

a.
the party sub­sequently dis­cov­ers sig­ni­fic­ant facts or de­cis­ive evid­ence that could not have been sub­mit­ted in the earli­er pro­ceed­ings, ex­clud­ing facts and evid­ence that arose after the ar­bit­ral award was made;
b.
crim­in­al pro­ceed­ings have es­tab­lished that the ar­bit­ral award was in­flu­enced to the det­ri­ment of the party con­cerned by a felony or mis­de­mean­our, even if no one is con­victed by a crim­in­al court; if crim­in­al pro­ceed­ings are not pos­sible, proof may be provided in some oth­er man­ner;
c.
it is claimed that the ac­cept­ance, with­draw­al or set­tle­ment of the claim is in­val­id.

2The re­view on the grounds of a vi­ol­a­tion of the ECHR1 may be re­ques­ted if:

a.
the European Court of Hu­man Rights has de­term­ined in a fi­nal judg­ment that the ECHR or its pro­to­cols have been vi­ol­ated;
b.
com­pens­a­tion is not an ap­pro­pri­ate rem­edy for the ef­fects of the vi­ol­a­tion; and
c.
the re­view is ne­ces­sary to rem­edy the vi­ol­a­tion.

1 SR 0.101

Art. 397 Deadlines  

1The re­quest for re­view must be filed with­in 90 days of dis­cov­ery of the grounds for re­view.

2The right to re­quest for a re­view ex­pires 10 years after the award comes in­to force, ex­cept in cases un­der Art­icle 396 para­graph 1 let­ter b.

Art. 398 Procedure  

The pro­ced­ure is gov­erned by Art­icles 330 to 331.

Art. 399 Remit to the arbitral tribunal  

1If the court ap­proves the re­quest for re­view, it shall set aside the ar­bit­ral award and re­mit the case to the ar­bit­ral tribunal for a new de­cision.

2If the ar­bit­ral tribunal is no longer com­plete, Art­icle 371 ap­plies.

Part 4 Final Provisions

Title 1 Implementation

Art. 400 Principles  

1The Fed­er­al Coun­cil shall is­sue the im­ple­ment­ing pro­vi­sions.

2It provides forms for court re­cords and party sub­mis­sions. The forms for the parties must be de­signed in a way that they can be com­pleted by per­sons who are not leg­ally trained.

3The Fed­er­al Coun­cil may del­eg­ate re­spons­ib­il­ity for is­su­ing ad­min­is­trat­ive and tech­nic­al reg­u­la­tions to the Fed­er­al Of­fice of Justice.

Art. 401 Pilot projects  

1The can­tons may carry out pi­lot pro­jects with the con­sent of the Fed­er­al Coun­cil.

2The Fed­er­al Coun­cil may del­eg­ate com­pet­ence for the ap­prov­al of such pro­jects to the Fed­er­al Of­fice of Justice.

Title 2 Amendment of Legislation

Art. 402 Repeal and amendment of current legislation  

The re­peal and amend­ment of ex­ist­ing le­gis­la­tion is dealt with in An­nex 1.

Art. 403 Coordination provisions  

The co­ordin­a­tion of this Code with pro­vi­sions of oth­er en­act­ments is dealt with in An­nex 2.

Title 3 Transitional Provisions

Chapter 1 Transitional Provisions of 19 December 2008

Art. 404 Continued application of the previous law  

1Pro­ceed­ings that are pending when this Code comes in­to force are gov­erned by the pre­vi­ous pro­ced­ur­al law un­til the close of the pro­ceed­ings be­fore the re­spect­ive in­stance.

2Ter­rit­ori­al jur­is­dic­tion is gov­erned by the new law. However, jur­is­dic­tion con­ferred un­der the pre­vi­ous law con­tin­ues.

Art. 405 Appellate remedies  

1Ap­pel­late rem­ed­ies are gov­erned by the law in force when no­tice of the de­cision is giv­en to the parties.

2The re­view of a de­cision no­ti­fied un­der the pre­vi­ous law is gov­erned by the new law.

Art. 406 Agreement on jurisdiction  

The valid­ity of an agree­ment on jur­is­dic­tion is gov­erned by the law in force at the time of con­clu­sion of the agree­ment.

Art. 407 Arbitration  

1The valid­ity of ar­bit­ra­tion agree­ments con­cluded be­fore the com­mence­ment of this Code is gov­erned by the law that fa­vours the agree­ment.

2Ar­bit­ra­tion pro­ceed­ings that are pending on the com­mence­ment of this Code are gov­erned by the pre­vi­ous law. The parties may, however, agree on the ap­plic­a­tion of the new law.

3Ap­pel­late rem­ed­ies are gov­erned by the law in force when no­tice of the ar­bit­ral award is giv­en to the parties.

4Ju­di­cial pro­ceed­ings un­der Art­icle 356 that are pending on the com­mence­ment of this Code are gov­erned by the pre­vi­ous law.

Chapter 2 Transitional Provision to the Amendment of 28 September 2012

Art. 407a  

In pro­ceed­ings that are pending when the Amend­ment of 28 Septem­ber 2012 to this Code comes in­to force, the new law ap­plies to pro­ced­ur­al acts from the date on which the Amend­ment comes in­to force

Chapter 3 Transitional Provision to the Amendment of 20 March 2015

Art. 407b  

1The new law ap­plies to pro­ceed­ings that are pending when the Amend­ment of 20 March 2015 comes in­to force.

2New pray­ers for re­lief that are filed as a res­ult of the change in the law ap­plic­able are per­mit­ted; un­con­tested parts of a de­cision re­main bind­ing un­less they are so closely ma­ter­i­ally con­nec­ted with pray­ers for re­lief that have yet to be judged that it is reas­on­able to judge the en­tire mat­ter.

Chapter 4 Transitional Provision to the Amendment of 19 June 2015

Art. 407c  

1The new law ap­plies to di­vorce pro­ceed­ings that are pending when the Amend­ment of 19 June 2015 comes in­to force.

2New pray­ers for re­lief that are filed as a res­ult of the change in the law ap­plic­able are per­mit­ted; un­con­tested parts of a de­cision re­main bind­ing un­less they are so closely ma­ter­i­ally con­nec­ted with pray­ers for re­lief that have yet to be judged that it is reas­on­able to judge the en­tire mat­ter.

Chapter 5 Transitional Provision to the Amendment of 14 December 2018

Title 4 Referendum and Commencement

Art. 408  

1This Code is sub­ject to an op­tion­al ref­er­en­dum.

2The Fed­er­al Coun­cil shall de­term­ine the com­mence­ment date.

Annex 1

Repeal and Amendment of Current Legislation

I. Repeal of current legislation

II. Amendment of current legislation

Annex 2

Coordination Provisions

1. Coordination of the Civil Procedure Code with the new Nuclear Energy Public Liability Act

2. Coordination of Number 19 of Annex 1 with the new NEPLA

3. Coordination with the Amendment of the Civil Code (CC) of 19 December 2008 (Protection of Adults, Law of Persons and Law on Children)

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