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Chapter 1 Summary Penalty Order Procedure, Contravention Procedure

Section 1 Summary Penalty Order Procedure

Art. 352 Requirements  

1 If the ac­cused has ac­cep­ted re­spons­ib­il­ity for the of­fence in the pre­lim­in­ary pro­ceed­ings or if his or her re­spons­ib­il­ity has oth­er­wise been sat­is­fact­or­ily es­tab­lished, the pub­lic pro­sec­utor shall is­sue a sum­mary pen­alty or­der if, hav­ing taken ac­count of any sus­pen­ded sen­tence or pa­role or­der that must be re­voked, it re­gards any of the fol­low­ing sen­tences as ap­pro­pri­ate:

a.
a fine;
b.
a mon­et­ary pen­alty of no more than 180 daily pen­alty units;
c.175
d.
a cus­todi­al sen­tence of no more than 6 months.

2 Any of these sen­tences may be com­bined with a meas­ure in ac­cord­ance with Art­icles 66 and 67e–73 SCC176.177

3 Sen­tences in ac­cord­ance with para­graph 1 let­ters b–d may be com­bined with each oth­er provided the total sen­tence im­posed cor­res­ponds to a cus­todi­al sen­tence of no more than 6 months. A fine may al­ways be com­bined with any an­oth­er sen­tence.

175 Re­pealed by An­nex No 3 of the FA of 19 June 2015 (Amend­ments to the Law of Crim­in­al Sanc­tions), with ef­fect from 1 Jan. 2018 (AS 2016 1249; BBl 2012 4721).

176 SR 311.0

177 Amended by An­nex No 5 of the FA of 20 March 2015 (Im­ple­ment­a­tion of Art. 121 para. 3–6 Fed­er­al Con­sti­tu­tion on the ex­pul­sion of for­eign na­tion­als con­victed of cer­tain crim­in­al of­fences), in force since 1 Oct. 2016 (AS 2016 2329; BBl 2013 5975).

Art. 353 Content and notice of the summary penalty order  

1 The sum­mary pen­alty or­der con­tains:

a.
the name of the au­thor­ity is­su­ing the or­der;
b.
the name of the ac­cused;
c.
a de­scrip­tion of the act com­mit­ted by the ac­cused;
d.
the of­fence con­sti­tuted by the act;
e.
the sanc­tion;
f.
no­tice of the re­voc­a­tion of a sus­pen­ded sanc­tion or of pa­role with a brief state­ment of the reas­ons;
fbis.178
the date on which any DNA pro­file cre­ated must be de­leted;
g.
the costs and dam­ages due;
h.
de­tails of any seized prop­erty or as­sets that are to be re­leased or for­feited;
i.
ref­er­ence to the pos­sib­il­ity of re­ject­ing the or­der and the con­sequences of fail­ing to re­ject the or­der;
j.
place and date of is­sue;
k.
the sig­na­ture of the per­son is­su­ing the or­der.

2 If the ac­cused has ac­cep­ted the civil claims of the private claimant, this shall also be re­cor­ded in the sum­mary pen­alty or­der. Claims that are not ac­cep­ted shall be re­ferred for civil pro­ceed­ings.

3 Im­me­di­ate writ­ten no­tice of the sum­mary pen­alty or­der shall be giv­en to per­sons and au­thor­it­ies who are en­titled to re­ject the or­der.

178 In­ser­ted by An­nex 1 No 2 of the FA of 17 Dec. 2021, in force since 1 Aug. 2023 (AS 2023 309; BBl 2021 44).

Art. 354 Rejection  

1 A writ­ten re­jec­tion of the sum­mary pen­alty or­der may be filed with the pub­lic pro­sec­utor with­in 10 days by:

a.
the ac­cused;
b.
oth­er af­fected per­sons;
c.
if so provided, the Of­fice of the At­tor­ney Gen­er­al of Switzer­land or of the can­ton in fed­er­al or can­ton­al pro­ceed­ings re­spect­ively.

2 A re­jec­tion oth­er than that made by the ac­cused must be ac­com­pan­ied by a state­ment of grounds.

3 Un­less a val­id re­jec­tion is filed, the sum­mary pen­alty or­der be­comes a fi­nal judg­ment.

Art. 355 Procedure for rejection  

1 If a re­jec­tion is filed, the pub­lic pro­sec­utor shall gath­er the ad­di­tion­al evid­ence re­quired to as­sess the re­jec­tion.

2 If the per­son fil­ing the re­jec­tion fails to at­tend an ex­am­in­a­tion hear­ing without an ex­cuse des­pite be­ing served with a sum­mons, the re­jec­tion is deemed to have been with­drawn.

3 After tak­ing the evid­ence, the pub­lic pro­sec­utor shall de­cide to either:

a.
stand by the sum­mary pen­alty or­der;
b.
aban­don the pro­ceed­ings;
c.
is­sue a new sum­mary pen­alty or­der;
d.
bring charges in the court of first in­stance.
Art. 356 Procedure before the court of first instance  

1 If the pub­lic pro­sec­utor de­cides to stand by the sum­mary pen­alty or­der, it shall send the files im­me­di­ately to the court of first in­stance for the con­duct of the main hear­ing. The sum­mary pen­alty or­der con­sti­tutes the in­dict­ment.

2 The court of first in­stance shall de­cide on the valid­ity of the sum­mary pen­alty or­der and its re­jec­tion.

3 The re­jec­tion may be with­drawn at any time pri­or to the con­clu­sion of the party sub­mis­sions.

4 If the per­son fil­ing the re­jec­tion fails to at­tend the main hear­ing without ex­cuse or be­ing rep­res­en­ted, the re­jec­tion is deemed to have been with­drawn.

5 If the sum­mary pen­alty or­der is in­val­id, the court shall re­voke it and refer the case back to the pub­lic pro­sec­utor for new pre­lim­in­ary pro­ceed­ings to be con­duc­ted.

6 If the re­jec­tion relates only to costs and dam­ages or oth­er in­cid­ent­al leg­al or­ders, so the court shall de­cide in writ­ten pro­ceed­ings, un­less the per­son fil­ing the re­jec­tion ex­pressly re­quests a hear­ing.

7 If sum­mary pen­alty or­ders have been is­sued to two or more per­sons in re­la­tion to the same act, Art­icle 392 ap­plies mu­tatis mutandis.

Section 2 Contravention Proceedings

Art. 357  

1 The ad­min­is­trat­ive au­thor­it­ies ap­poin­ted to pro­sec­ute and ad­ju­dic­ate con­tra­ven­tions have the powers of the pub­lic pro­sec­utor.

2 The pro­ced­ure is gov­erned mu­tatis mutandis by the reg­u­la­tions on the sum­mary pen­alty or­der pro­ced­ure.

3 If ele­ments of the con­tra­ven­tion have not been ful­filled, so the au­thor­ity re­spons­ible for pro­sec­ut­ing con­tra­ven­tions shall aban­don the pro­ceed­ings by is­su­ing a rul­ing with a brief state­ment of the reas­ons.

4 If in the view of the au­thor­ity re­spons­ible for pro­sec­ut­ing con­tra­ven­tions the facts of the case con­sti­tute a felony or mis­de­mean­our, it shall refer the case to the pub­lic pro­sec­utor.

Chapter 2 Accelerated Proceedings

Art. 358 Principles  

1 At any time pri­or to bring­ing charges, the ac­cused may re­quest the pub­lic pro­sec­utor to con­duct ac­cel­er­ated pro­ceed­ings provided the ac­cused ad­mits the mat­ters es­sen­tial to the leg­al ap­prais­al of the case and re­cog­nises, if only in prin­ciple, the civil claims.

2 Ac­cel­er­ated pro­ceed­ings are not an op­tion in cases where the pub­lic pro­sec­utor re­quests a cus­todi­al sen­tence of more than five years.

Art. 359 Opening proceedings  

1 The de­cision of the pub­lic pro­sec­utor on wheth­er to con­duct ac­cel­er­ated pro­ceed­ings is fi­nal. The rul­ing need not con­tain a state­ment of reas­ons.

2 The pub­lic pro­sec­utor shall no­ti­fy the parties that ac­cel­er­ated pro­ceed­ings are to be con­duc­ted and shall set the private claimant a time lim­it of 10 days to file civil claims and re­quest the re­im­burse­ment of costs in­curred in the pro­ceed­ings.

Art. 360 Indictment  

1 The in­dict­ment shall con­tain:

a.
the de­tails re­quired in ac­cord­ance with Art­icles 325 and 326;
b.
the sen­tence;
c.
any meas­ures;
d.
in­struc­tions re­lated to the im­pos­i­tion of a sus­pen­ded sen­tence;
e.
the re­voc­a­tion of sus­pen­ded sen­tences or pa­role;
f.
the rul­ing on the civil claims made by the private claimant;
g.
the rul­ing on costs and dam­ages;
h.
no­tice to the parties that by con­sent­ing to the in­dict­ment, they waive their rights to or­din­ary pro­ceed­ings and their rights of ap­peal.

2 The pub­lic pro­sec­utor shall serve the in­dict­ment on the parties. The parties must de­clare with­in ten days wheth­er they con­sent to the in­dict­ment or not. Con­sent is ir­re­voc­able.

3 If the private claimant fails to give writ­ten no­tice re­ject­ing the in­dict­ment with­in the time lim­it, he or she is deemed to have con­sen­ted to it.

4 If the parties con­sent, the pub­lic pro­sec­utor shall pass the in­dict­ment with the files to the court of first in­stance.

5 If any party re­jects the in­dict­ment, the pub­lic pro­sec­utor shall con­duct or­din­ary pre­lim­in­ary pro­ceed­ings.

Art. 361 Main hearing  

1 The court of first in­stance shall con­duct a main hear­ing.

2 At the main hear­ing, the court shall ques­tion the ac­cused and es­tab­lish wheth­er:

a.
he or she ad­mits the mat­ters on which the charges are based; and
b.
this ad­mis­sion cor­res­ponds to the cir­cum­stances set out in the files.

3 If ne­ces­sary, the court shall also ques­tion oth­er parties present.

4 No pro­ced­ure for tak­ing evid­ence shall be con­duc­ted.

Art. 362 Judgment or rejection of application  

1 The court shall be free to de­cide wheth­er:

a.
the con­duct of ac­cel­er­ated pro­ceed­ings is law­ful and reas­on­able;
b.
the charge cor­res­ponds to the res­ult the main hear­ing and the files; and
c.
the re­ques­ted sanc­tions are equit­able.

2 If the re­quire­ments for a judg­ment in the ac­cel­er­ated pro­ceed­ings are ful­filled, the court shall is­sue a judg­ment that sets out the of­fences, sanc­tions and civil claims con­tained in the in­dict­ment, to­geth­er with a brief state­ment of reas­ons for the ful­fil­ment of the re­quire­ments for the ac­cel­er­ated pro­ceed­ings.

3 If the re­quire­ments for a judg­ment in the ac­cel­er­ated pro­ceed­ings are not ful­filled, the court shall re­turn the files to the pub­lic pro­sec­utor so that or­din­ary pre­lim­in­ary pro­ceed­ings may be con­duc­ted. The court shall give no­tice of its de­cision not to is­sue a judg­ment both or­ally and by is­su­ing writ­ten con­clu­sions. This de­cision is non-con­test­able.

4 Fol­low­ing a de­cision not to is­sue a judg­ment in ac­cel­er­ated pro­ceed­ings, state­ments made by the parties for the pur­pose of the ac­cel­er­ated pro­ceed­ings may not be used in any sub­sequent or­din­ary pro­ceed­ings.

5 The sole grounds for ap­peal against a judg­ment in ac­cel­er­ated pro­ceed­ings are that a party did not con­sent to the in­dict­ment or that the judg­ment does not cor­res­pond to the in­dict­ment.

Chapter 3 Procedure for Separate Subsequent Court Decisions

Art. 363 Jurisdiction  

1 The court that is­sued the first in­stance judg­ment shall also take any sep­ar­ate sub­sequent de­cisions del­eg­ated to a ju­di­cial au­thor­ity un­less the Con­fed­er­a­tion or can­tons provide oth­er­wise.

2 If the pub­lic pro­sec­utor is­sued the de­cision in sum­mary pen­alty or­der pro­ceed­ings or the au­thor­ity re­spons­ible for pro­sec­ut­ing con­tra­ven­tions is­sued the de­cision in con­tra­ven­tion pro­ceed­ings, these au­thor­it­ies shall also take the sub­sequent de­cisions.

3 The Con­fed­er­a­tion and the can­tons shall spe­cify the au­thor­it­ies re­spons­ible for mak­ing sub­sequent de­cisions that are not made by the court.

Art. 364 Procedure  

1 The com­pet­ent au­thor­ity shall be­gin pro­ceed­ings to is­sue a sub­sequent ju­di­cial de­cision ex of­fi­cio un­less fed­er­al law provides oth­er­wise. It shall sub­mit the rel­ev­ant files and its ap­plic­a­tion to the court.

2 In all oth­er cases, the per­son con­victed or any oth­er en­titled per­sons may re­quest pro­ceed­ings be ini­ti­ated by fil­ing a writ­ten and jus­ti­fied ap­plic­a­tion.

3 The court shall ex­am­ine wheth­er the re­quire­ments for the sub­sequent ju­di­cial de­cision are ful­filled, and shall if ne­ces­sary add to the files or ar­range for fur­ther en­quir­ies to be car­ried out by the po­lice.

4 It shall give the per­sons and au­thor­it­ies con­cerned the op­por­tun­ity to com­ment on the in­ten­ded de­cision and to sub­mit ap­plic­a­tions.

Art. 364a Preventive detention with a view to a separate subsequent court decision 179  

1 The au­thor­ity re­spons­ible for ini­ti­at­ing the pro­ceed­ings to is­sue a sep­ar­ate de­cision ex of­fi­cio may or­der the ar­rest of the con­victed per­son if it is ser­i­ously to be ex­pec­ted that:

a.
the per­son will be ordered to serve a cus­todi­al sanc­tion; and
b.
the per­son:
1.
will at­tempt to evade serving the sanc­tion, or
2.
will com­mit a fur­ther felony or ser­i­ous mis­de­mean­our.

2 The pro­ced­ure is gov­erned by ana­logy by Art­icles 222–228.

3 The com­pet­ent au­thor­ity shall sub­mit the rel­ev­ant files and its ap­plic­a­tion to the court re­spons­ible for the sep­ar­ate sub­sequent de­cision as quickly as pos­sible.

179 In­ser­ted by No I of the FA of 25 Sept. 2020 (Pre­vent­ive De­ten­tion in the Pro­ced­ure for Sep­ar­ate Sub­sequent De­cisions), in force since 1 March 2021 (AS 2021 75; BBl 2019 6697).

Art. 364b Preventive detention during the court proceedings 180  

1 The dir­ect­or of pro­ceed­ings may or­der the ar­rest of the con­victed per­son sub­ject to the re­quire­ments of Art­icle 364apara­graph 1.

2 It shall con­duct de­ten­tion pro­ceed­ings by ana­log­ous ap­plic­a­tion of Art­icle 224 and re­quest the com­puls­ory meas­ures court or the dir­ect­or of ap­pel­late pro­ceed­ings to or­der pre­vent­ive de­ten­tion. The pro­ced­ure is gov­erned by ana­logy by Art­icles 225 and 226.

3 If pre­vent­ive de­ten­tion has already been ordered, the pro­ced­ure is gov­erned by ana­logy by Art­icle 227.

4 Art­icles 222 and 230–233 also ap­ply by ana­logy.

180 In­ser­ted by No I of the FA of 25 Sept. 2020 (Pre­vent­ive De­ten­tion in the Pro­ced­ure for Sep­ar­ate Sub­sequent De­cisions), in force since 1 March 2021 (AS 2021 75; BBl 2019 6697).

Art. 365 Decision  

1 The court shall de­cide based on the files. It may also or­der a hear­ing.

2 It shall is­sue its de­cision in writ­ing with a brief state­ment of reas­ons. If a hear­ing has been held, it shall make an im­me­di­ate or­al an­nounce­ment of its de­cision.

Chapter 4 Procedure in the Absence of the Accused

Section 1 Requirements and Conduct

Art. 366 Requirements  

1 If an ac­cused who has been duly summoned fails to ap­pear be­fore the court of first in­stance, the court shall fix a new hear­ing and sum­mon the per­son again or ar­range for him or her to be brought be­fore the court. It shall take evid­ence where this can­not be delayed.

2 If the ac­cused fails to ap­pear for the re-ar­ranged main hear­ing or if it is not pos­sible to bring him or her be­fore the court, the main hear­ing may be held in the ab­sence of the ac­cused. The court may also sus­pend the pro­ceed­ings.

3 If the ac­cused is suf­fer­ing from a vol­un­tar­ily in­duced un­fit­ness to plead or if he or she re­fuses to be brought from de­ten­tion to the main hear­ing, the court may con­duct pro­ceed­ings im­me­di­ately in ab­sen­tia.

4 Pro­ceed­ings in ab­sen­tia may only be held if:

a.
the ac­cused has pre­vi­ously had ad­equate op­por­tun­ity in the pro­ceed­ings to com­ment on the of­fences of which he or she is ac­cused
b.
suf­fi­cient evid­ence is avail­able to reach a judg­ment without the pres­ence of the ac­cused.
Art. 367 Conduct and decision  

1 The parties and the de­fence shall be per­mit­ted to make party sub­mis­sions.

2 The court shall reach its judg­ment based on the evid­ence taken in the pre­lim­in­ary pro­ceed­ings and the main pro­ceed­ings.

3 On con­clu­sion of the party sub­mis­sions the court may is­sue a judg­ment or sus­pend the pro­ceed­ings un­til the ac­cused ap­pears in court in per­son.

4 Pro­ceed­ings in ab­sen­tia are oth­er­wise gov­erned by the pro­vi­sions on the main pro­ceed­ings in the first in­stance.

Section 2 Re-assessment

Art. 368 Application for a re-assessment  

1 If it is pos­sible to serve the judg­ment in ab­sen­tia per­son­ally, the per­son con­victed shall be no­ti­fied that he or she has 10 days to make a writ­ten or or­al ap­plic­a­tion to the court that is­sued the judg­ment for it to re-as­sess the case.

2 In the ap­plic­a­tion, the per­son con­victed must briefly ex­plain why he or she was un­able to ap­pear at the main hear­ing.

3 The court shall re­ject the ap­plic­a­tion if the per­son con­victed was duly summoned, but failed to ap­pear at the main hear­ing without ex­cuse.

Art. 369 Procedure  

1 If it is prob­able that the re­quire­ments for a re-as­sess­ment will be ful­filled, the dir­ect­or of pro­ceed­ings shall fix a new main hear­ing. At this hear­ing, the court shall de­cide on the ap­plic­a­tion for re-as­sess­ment and shall if ap­plic­able reach a new judg­ment.

2 The ap­peal courts shall sus­pend any ap­pel­late pro­ceed­ings raised by oth­er parties.

3 The dir­ect­or of pro­ceed­ings shall de­cide be­fore the main hear­ing on grant­ing sus­pens­ive ef­fect and on pre­vent­ive de­ten­tion.

4 If the con­victed per­son again fails to ap­pear for the main hear­ing, the judg­ment in ab­sen­tia shall re­main val­id.

5 The ap­plic­a­tion for re-as­sess­ment may be with­drawn at any time pri­or to the con­clu­sion of the party hear­ing sub­ject to the pay­ment of costs and dam­ages.

Art. 370 New judgment  

1 The court shall is­sue a new judg­ment, which is sub­ject to the cus­tom­ary rights of ap­peal.

2 When the new judg­ment be­comes leg­ally bind­ing, the judg­ment in ab­sen­tia, and ap­peal against the same and de­cisions already taken in the ap­pel­late pro­ceed­ings be­come void.

Art. 371 Relationship to an appeal  

1 With­in the ap­plic­able time lim­it, a per­son con­victed may file an ap­peal against the judg­ment in ab­sen­tia in ad­di­tion to or in­stead of the ap­plic­a­tion for re-as­sess­ment. The per­son con­victed must be no­ti­fied of this pos­sib­il­ity in ac­cord­ance with Art­icle 368 para­graph 1.

2 An ap­peal shall only be con­sidered if the ap­plic­a­tion for re-as­sess­ment has been re­jec­ted.

Chapter 5 Separate Measures Procedures

Section 1 Good Behaviour Bond Order

Art. 372 Requirements and jurisdiction  

1 If it is not com­pet­ent to or­der a good be­ha­viour bond in terms of Art­icle 66 SCC181 in the course of the crim­in­al pro­ceed­ings against the ac­cused, sep­ar­ate pro­ceed­ings shall be held.

2 If the ac­cused is in de­ten­tion due to a risk that he or she will com­mit a threatened felony or mis­de­mean­our or that he or she will com­mit that felony or mis­de­mean­our again, a good be­ha­viour bond or­der is not com­pet­ent.

3 The ap­plic­a­tion to be­gin sep­ar­ate pro­ceed­ings must be sub­mit­ted to the pub­lic pro­sec­utor in the place where the threat was made or the in­ten­tion was ex­pressed to com­mit the of­fence again.

Art. 373 Procedure  

1 The pub­lic pro­sec­utor shall ques­tion the per­sons in­volved and then pass the files to the com­puls­ory meas­ures court. The court shall or­der the meas­ures men­tioned in Art­icle 66 SCC182. The per­son con­cerned may file an ob­jec­tion against an or­der of de­ten­tion with the ob­jec­tions au­thor­ity.

2 The per­son threatened has the same rights as a private claimant. He or she may where this is jus­ti­fied be re­quired to lodge se­cur­ity for the costs of the pro­ceed­ings and for dam­ages.

3 The per­son al­leged to have made the threat has the rights of an ac­cused.

4 Where money bail in ac­cord­ance with Art­icle 66 para­graph 3 SCC is for­feited to the state, a rul­ing there­on shall be is­sued in ap­plic­a­tion of Art­icle 240.

5 If a per­son threatens im­me­di­ate danger, the pub­lic pro­sec­utor may place this per­son pro­vi­sion­ally in de­ten­tion or take oth­er pro­tect­ive meas­ures. The pub­lic pro­sec­utor shall bring the per­son im­me­di­ately be­fore the com­pet­ent com­puls­ory meas­ures court; this court shall de­cide on wheth­er to or­der de­ten­tion.

Section 2 Procedure where the Accused is not legally responsible due to a Mental Disorder

Art. 374 Requirements and procedure  

1 If an ac­cused is not leg­ally re­spons­ible due to a men­tal dis­order and if the ap­plic­a­tion of Art­icle 19 para­graph 4 or 263 SCC183 is not an op­tion, the pub­lic pro­sec­utor shall make a writ­ten ap­plic­a­tion to the court of first in­stance for a meas­ure in ac­cord­ance with Art­icles 59–61, 63, 64, 67 or 67b or 67e SCC, without abandon­ing the pro­ceed­ings be­fore­hand due to the ac­cused not be­ing leg­ally re­spons­ible due to a men­tal dis­order.184

2 The court of first in­stance may in con­sid­er­a­tion of the ac­cused's state of health or to pro­tect the ac­cused's pri­vacy:

a.
con­duct the pro­ceed­ings in the ab­sence of the ac­cused;
b.
ex­clude the pub­lic from the pro­ceed­ings.

3 It shall give any private claimant the op­por­tun­ity to com­ment on the ap­plic­a­tion made by the pub­lic pro­sec­utor and on his or her civil claim.

4 The pro­vi­sions on the main pro­ceed­ings at first in­stance oth­er­wise ap­ply.

183 SR 311.0

184 Amended by An­nex No 1 of the FA of 13 Dec. 2013 on Activ­ity Pro­hib­i­tion Or­ders and Con­tact Pro­hib­i­tion and Ex­clu­sion Or­ders, in force since 1 Jan. 2015 (AS 2014 2055; BBl 20128819).

Art. 375 Decision  

1 The court shall or­der the meas­ures re­ques­ted or oth­er meas­ures if it is sat­is­fied that the ac­cused com­mit­ted the act but is not leg­ally re­spons­ible due to a men­tal dis­order and that meas­ure is re­quired. It shall de­cide on any civil claims at the same time.

2 The or­der in re­spect of the meas­ure and the de­cision on the civil claims are is­sued in a judg­ment.

3 If the court is sat­is­fied that the ac­cused has the men­tal ca­pa­city to be leg­ally re­spons­ible or that he or she com­mit­ted the of­fences while lack­ing such men­tal ca­pa­city, it shall re­ject the ap­plic­a­tion made by the pub­lic pro­sec­utor. When this de­cision be­comes leg­ally bind­ing, the pre­lim­in­ary pro­ceed­ings against the ac­cused shall be con­tin­ued.

Section 3 Separate Forfeiture Proceedings

Art. 376 Requirements  

Sep­ar­ate for­feit­ure pro­ceed­ings are con­duc­ted if a de­cision must be made on the for­feit­ure of prop­erty or as­sets out­side of crim­in­al pro­ceed­ings.

Art. 377 Procedure  

1 Prop­erty or as­sets that will prob­ably be for­feited in sep­ar­ate pro­ceed­ings shall be seized.

2 If the re­quire­ments for for­feit­ure are ful­filled the pub­lic pro­sec­utor shall or­der their for­feit­ure in a for­feit­ure or­der; it shall give the per­son con­cerned the op­por­tun­ity to re­spond.

3 If the re­quire­ments are not ful­filled, it shall or­der the aban­don­ment of the pro­ceed­ings and re­turn the prop­erty or as­sets to the en­titled per­son.

4 The re­jec­tion pro­ced­ure is gov­erned by the pro­vi­sions on sum­mary pen­alty or­ders. Any de­cision made by the court shall be is­sued in the form of a de­cree or rul­ing.

Art. 378 Use for the benefit of the person suffering harm  

The pub­lic pro­sec­utor or the court shall also de­cide on the ap­plic­a­tions made by the per­son suf­fer­ing harm for the for­feited prop­erty or as­sets to be used for his or her be­ne­fit. Art­icle 267 para­graphs 3–6 ap­plies mu­tatis mutandis.

Title 9 Appellate Remedies

Chapter 1 General Provisions

Art. 379 Applicable regulations  

Ap­pel­late pro­ceed­ings are gov­erned mu­tatis mutandis by the gen­er­al pro­vi­sions of this Code, un­less this Title provides oth­er­wise.

Art. 380 Final or non-contestable decisions  

Where this Code provides that a de­cision is fi­nal or non-con­test­able, there is no ap­pel­late rem­edy in re­spect of that de­cision un­der this Code.

Art. 381 Rights of the public prosecutor  

1 The pub­lic pro­sec­utor may seek an ap­pel­late rem­edy for the be­ne­fit or to the det­ri­ment of an ac­cused or a per­son con­victed.

2 If the Con­fed­er­a­tion or can­tons provide for a chief pro­sec­utor or an at­tor­ney gen­er­al, they shall spe­cify which pub­lic pro­sec­utor is en­titled to seek an ap­pel­late rem­edy.

3 They shall spe­cify which au­thor­it­ies may seek an ap­pel­late rem­edy in con­tra­ven­tion pro­ceed­ings.

4 The Of­fice of the At­tor­ney Gen­er­al of Switzer­land may seek an ap­pel­late rem­edy in re­spect of can­ton­al de­cisions if:

a.
fed­er­al law provides that it or an­oth­er fed­er­al au­thor­ity must be no­ti­fied of the de­cision;
b.
it has re­ferred the crim­in­al case to the can­ton­al au­thor­it­ies for in­vest­ig­a­tion and ad­ju­dic­a­tion.
Art. 382 Rights of other parties  

1 Any party with a le­git­im­ate in­terest in the quash­ing or amend­ment of a de­cision may seek an ap­pel­late rem­edy.

2 A private claimant may not con­test a de­cision on a sanc­tion that has been im­posed.

3 In the event of the death of the ac­cused, the per­son con­victed or a private claimant the next-of-kin in terms of Art­icle 110 para­graph 1 SCC185 and in ac­cord­ance with their rank­ing un­der the law of suc­ces­sion may seek an ap­pel­late rem­edy or con­tin­ue the ap­pel­late pro­ceed­ings provided their le­git­im­ate in­terests are af­fected.

Art. 383 Payment of security  

1 The dir­ect­or of ap­pel­late pro­ceed­ings may re­quire the private claimant to lodge se­cur­ity with­in of a time lim­it to cov­er any costs and dam­ages. Art­icle 136 re­mains re­served.

2 If the se­cur­ity is not paid in time, the ap­pel­late au­thor­ity shall not con­sider the ap­pel­late rem­edy.

Art. 384 Commencement of the period for requesting the appellate remedy  

The peri­od for re­quest­ing an ap­pel­late rem­edy be­gins:

a.
in the case of a judg­ment: with the han­dover or ser­vice of the con­clu­sions;
b.
in the case of oth­er de­cisions: with the ser­vice of the de­cision;
c.
in the case of a pro­ced­ur­al act not sub­ject to writ­ten no­tice: when the re­cip­i­ent is in­formed of it.
Art. 385 Statement of the grounds and form  

1 If this Code re­quires that the ap­pel­late rem­edy be ac­com­pan­ied by a state­ment of the grounds, the per­son or the au­thor­ity seek­ing the ap­pel­late rem­edy must in­dic­ate pre­cisely:

a.
which points of the de­cision are con­tested;
b.
what grounds there are for reach­ing a dif­fer­ent de­cision;
c.
what evid­ence they wish to ad­duce in sup­port of the ap­pel­late rem­edy.

2 If the sub­mis­sion fails to sat­is­fy these re­quire­ments, the ap­pel­late au­thor­ity shall re­turn the same and fix a short ad­di­tion­al peri­od with­in which it may be amended. If the sub­mis­sion still fails to sat­is­fy the re­quire­ments after this ad­di­tion­al peri­od, the ap­pel­late au­thor­ity shall not con­sider the ap­pel­late rem­edy.

3 The in­cor­rect des­ig­na­tion of an ap­pel­late rem­edy does not ad­versely af­fect its valid­ity.

Art. 386 Waiver and withdrawal  

1 Any per­son with a right to seek an ap­pel­late rem­edy may waive this right by mak­ing a writ­ten or or­al de­clar­a­tion to the au­thor­ity is­su­ing the de­cision on re­ceiv­ing no­tice of the con­test­able de­cision.

2 Any per­son who has re­ques­ted an ap­pel­late rem­edy may with­draw the same:

a.
in or­al pro­ceed­ings: be­fore the con­clu­sion of the party hear­ings;
b.
in writ­ten pro­ceed­ings: be­fore the con­clu­sion of the ex­change of sub­mis­sions and any amend­ments to the evid­ence or files.

3 Waiver and with­draw­al are fi­nal un­less the party has been in­duced to make his or her de­clar­a­tion by de­cep­tion, an of­fence or in­cor­rect of­fi­cial in­form­a­tion.

Art. 387 Suspensive effect  

Ap­pel­late rem­ed­ies have no sus­pens­ive ef­fect, sub­ject to any pro­vi­sions of this Code that provide oth­er­wise or or­ders is­sued by the dir­ect­or of ap­pel­late pro­ceed­ings.

Art. 388 Measures directing proceedings and preliminary measures  

The dir­ect­or of ap­pel­late pro­ceed­ings shall take the re­quired meas­ures dir­ect­ing pro­ceed­ings and pre­lim­in­ary meas­ures that can­not be delayed. He or she may in par­tic­u­lar:

a.
in­struct the pub­lic pro­sec­utor to take evid­ence where this can­not be delayed;
b.
or­der de­ten­tion;
c.
ap­point a duty de­fence law­yer.
Art. 389 Additional evidence  

1 The ap­pel­late pro­ceed­ings are based on the evid­ence that was taken in the pre­lim­in­ary pro­ceed­ings and in the main pro­ceed­ings be­fore the court of first in­stance.

2 Evid­ence taken by the court of first in­stance shall only be taken again if:

a.
rules on evid­ence have been in­fringed;
b.
the evid­ence taken was in­com­plete;
c.
the files on the evid­ence taken ap­pear to be un­re­li­able.

3 The ap­pel­late au­thor­ity shall take the re­quired ad­di­tion­al evid­ence ex of­fi­cio or at the re­quest of a party.

Art. 390 Written procedure  

1 Any per­son who wishes to re­quest an ap­pel­late rem­edy for which this Code stip­u­lates a writ­ten pro­ced­ure must file the rel­ev­ant pe­ti­tion.

2 If the ap­pel­late rem­edy is not ob­vi­ously in­ad­miss­ible or un­jus­ti­fied, the dir­ect­or of pro­ceed­ings shall send the pe­ti­tion to the oth­er parties and the lower court to ob­tain their re­sponse. If the pe­ti­tion can­not be sent to a party or if a party fails to re­spond, the pro­ceed­ings shall nev­er­the­less be con­tin­ued.

3 The ap­pel­late au­thor­ity shall if ne­ces­sary or­der a second ex­change of writ­ten sub­mis­sions.

4 It shall make its de­cision by way of cir­cu­la­tion or by de­lib­er­at­ing in cam­era based on the files and any ad­di­tion­al evid­ence taken.

5 It may or­der a hear­ing ex of­fi­cio at the re­quest of a party.

Art. 391 Decision  

1 In mak­ing its de­cision, the ap­pel­late au­thor­ity is not bound by:

a.
the grounds put for­ward by the parties;
b.
the ap­plic­a­tions made by the parties un­less it is con­sid­er­ing civil claims.

2 It may not amend de­cisions to the pre­ju­dice of an ac­cused or per­son con­victed if the ap­peal was filed solely for that per­son's be­ne­fit. However, it may im­pose a more severe pen­alty where facts have come to light that the court of first in­stance could not have known.

3 It may not amend de­cisions on civil mat­ters to the pre­ju­dice of a private claimant if this is the only per­son to re­quest an ap­pel­late rem­edy.

Art. 392 Extending the application of successful appellate remedies  

1 Where only cer­tain in­di­vidu­al sus­pects or per­son con­victed in the same pro­ceed­ings have re­ques­ted an ap­pel­late rem­edy and if this ap­pel­late rem­edy is gran­ted, the con­tested de­cision shall also be quashed or amended in fa­vour of the per­sons who did not re­quest an ap­pel­late rem­edy if:

a.
the ap­pel­late au­thor­ity as­sessed the facts of the case dif­fer­ently; and
b.
their con­sid­er­a­tions area also rel­ev­ant to the oth­er parties.

2 Be­fore mak­ing their de­cision, the ap­pel­late au­thor­ity shall if ne­ces­sary hear the ac­cused or per­son con­victed who have not re­ques­ted an ap­pel­late rem­edy, the pub­lic pro­sec­utor and the private claimant.

Chapter 2 Objections

Art. 393 Admissibility and grounds  

1 An ob­jec­tion is ad­miss­ible against:

a.
the rul­ings and the pro­ced­ur­al acts of the po­lice, pub­lic pro­sec­utor and au­thor­it­ies re­spons­ible for pro­sec­ut­ing con­tra­ven­tions;
b.
the rul­ings, de­crees and pro­ced­ur­al acts of courts of first in­stance, with the ex­cep­tion of de­cisions dir­ect­ing pro­ceed­ings;
c.
the de­cisions of the com­puls­ory meas­ures court in the cases provided for by this Code.

2 An ob­jec­tion may con­test:

a.
an in­fringe­ment of the law, in­clud­ing ex­ceed­ing and ab­us­ing dis­cre­tion­ary powers, the deni­al of justice and un­jus­ti­fied delay;
b.
an in­com­plete or in­cor­rect as­sess­ment of the cir­cum­stances of the case;
c.
a de­cision that is in­equit­able.
Art. 394 Inadmissibility of the objection  

An ob­jec­tion is not per­mit­ted:

a.
if an ap­peal is ad­miss­ible;
b.
against the re­jec­tion of re­quests for fur­ther evid­ence to be taken by the pub­lic pro­sec­utor or the au­thor­ity re­spons­ible for pro­sec­ut­ing con­tra­ven­tions, if the ap­plic­a­tion may be filed again be­fore the court of first in­stance without leg­al dis­ad­vant­age.
Art. 395 Collegial court as objections authority  

If the ob­jec­tions au­thor­ity is a col­legi­al court, the dir­ect­or of pro­ceed­ings shall de­cide on the ob­jec­tion alone if it has the fol­low­ing sub­ject mat­ter:

a.
con­tra­ven­tions only;
b.
the fin­an­cial con­sequences of a de­cision where the amount in dis­pute is no more than 5000 francs.
Art. 396 Form and time limit  

1 An ob­jec­tion against de­cisions is­sued in writ­ing or or­ally must be filed with­in 10 days in writ­ing and with a state­ment of grounds with the ob­jec­tions au­thor­ity.

2 There is no time lim­it for fil­ing an ob­jec­tion al­leging a deni­al of justice or un­jus­ti­fied delay.

Art. 397 Procedure and decision  

1 An ob­jec­tion shall be dealt with by writ­ten pro­ceed­ings.

2 If the au­thor­ity up­holds the ob­jec­tion, it shall make a new de­cision or quash the con­tested de­cision and refer the case back to the lower court for a new de­cision.

3 If it up­holds an ob­jec­tion to a rul­ing abandon­ing pro­ceed­ings, it may is­sue in­struc­tions to the pub­lic pro­sec­utor or the au­thor­ity re­spons­ible for pro­sec­ut­ing con­tra­ven­tions on the con­tinu­ation of the pro­ceed­ings.

4 If it holds that there has been a deni­al of justice or un­jus­ti­fied delay, it may is­sue in­struc­tions to the au­thor­ity con­cerned and set time lim­its for its com­pli­ance.

Chapter 3 Appeals

Section 1 General Provisions

Art. 398 Admissibility and grounds  

1 An ap­peal is per­mit­ted against judg­ments of courts of first in­stance that con­clude the pro­ceed­ings in their en­tirety or in part.

2 The court of ap­peal may re­view the judg­ment com­pre­hens­ively on all con­tested points.

3 An ap­peal may con­test:

a.
an in­fringe­ment of the law, in­clud­ing ex­ceed­ing and ab­us­ing dis­cre­tion­ary powers, the deni­al of justice and un­jus­ti­fied delay;
b.
an in­com­plete or in­cor­rect as­sess­ment of the cir­cum­stances of the case;
c.
a de­cision that is in­equit­able.

4 Where the main hear­ing be­fore the court of first in­stance con­sidered con­tra­ven­tions only, the ap­peal may only claim that the judg­ment con­tains er­rors in law or the as­sess­ment of the cir­cum­stances was clearly in­cor­rect or based on an in­fringe­ment of the law. New aver­ments and evid­ence may not be raised.

5 If the ap­peal is lim­ited to civil mat­ters, the first in­stance judg­ment shall only be re­viewed to the ex­tent per­mit­ted by the civil pro­ced­ure law ap­plic­able at the place of jur­is­dic­tion.

Art. 399 Notice of intention to appeal and appeal petition  

1 No­tice of in­ten­tion to ap­peal must be giv­en in writ­ing or or­ally to the court of first in­stance with­in 10 days of the is­su­ing of the judg­ment.

2 When it has drawn up the writ­ten judg­ment stat­ing the grounds, the court of first in­stance shall trans­mit the no­tice to­geth­er with the files to the court of ap­peal.

3 The party that has giv­en no­tice of in­ten­tion to ap­peal shall file a writ­ten ap­peal pe­ti­tion with the court of ap­peal with­in 20 days of re­ceiv­ing the writ­ten judg­ment stat­ing the grounds. In the pe­ti­tion, he or she must in­dic­ate:

a.
wheth­er he or she is con­test­ing the judg­ment in its en­tirety or only in part;
b.
which changes to the judg­ment is­sued by the court of first in­stance judg­ment it is re­quest­ing; and
c.
what re­quests for fur­ther evid­ence to be taken it is mak­ing.

4 If a per­son is only con­test­ing part of the judg­ment, he or she must in­dic­ate in the ap­peal pe­ti­tion which of the fol­low­ing parts the ap­peal is lim­ited to:

a.
the ver­dict, and which ver­dict if there is more than one of­fence;
b.
the sen­tence im­posed;
c.
the meas­ures ordered;
d.
the civil claim or in­di­vidu­al civil claims;
e.
the in­cid­ent­al ef­fects of the judg­ment;
f.
the award of costs, dam­ages or sat­is­fac­tion;
g.
the sub­sequent ju­di­cial de­cisions.
Art. 400 Preliminary examination  

1 If it is not clear from the ap­peal pe­ti­tion wheth­er the first in­stance judg­ment is be­ing con­tested in its en­tirety or only in part, the dir­ect­or of ap­peal pro­ceed­ings shall re­quest the party to cla­ri­fy the pe­ti­tion and set a time lim­it for that pur­pose.

2 The dir­ect­or of pro­ceed­ings shall send a copy of the ap­peal pe­ti­tion to the oth­er parties im­me­di­ately.

3 With­in 20 days of re­ceipt of the ap­peal pe­ti­tion, the oth­er parties may:

a.
make a writ­ten ap­plic­a­tion for the dis­missal of the ap­peal without con­sid­er­ing its sub­stance; the ap­plic­a­tion con­tain with a state­ment of the grounds;
b.
de­clare their in­ten­tion to file a cross-ap­peal.
Art. 401 Cross-appeal  

1 Cross-ap­peals are gov­erned mu­tatis mutandis by Art­icle 399 para­graphs 3 and 4.

2 They are not lim­ited to the scope of the main ap­peal, un­less it relates solely to the civil as­pect of the judg­ment.

3 If the main ap­peal is with­drawn or dis­missed without its sub­stance be­ing con­sidered, the cross-ap­peal also lapses.

Art. 402 Effect of the appeal  

An ap­peal has sus­pens­ive ef­fect with re­gard to the mat­ters con­tested.

Section 2 Procedure

Art. 403 Decision to consider the substance of the appeal  

1 The court of ap­peal shall de­cide in writ­ten pro­ceed­ings wheth­er it should con­sider the sub­stance of the ap­peal where the dir­ect­or of pro­ceed­ings or a party claims:

a.
the no­tice of in­ten­tion to ap­peal or ap­peal pe­ti­tion was filed too late or is in­ad­miss­ible;
b.
the ap­peal is in­ad­miss­ible un­der Art­icle 398;
c.
pro­ced­ur­al re­quire­ments have not been ful­filled or there are pro­ced­ur­al im­ped­i­ments.

2 It shall give the parties op­por­tun­ity to com­ment.

3 If it de­cides not to con­sider the sub­stance of the ap­peal, it shall give no­tice of its de­cision and the grounds there­for to the parties.

4 The dir­ect­or of pro­ceed­ings shall oth­er­wise and without any fur­ther form­al­it­ies make the re­quired ar­range­ments for con­duct­ing the ap­pel­late pro­ceed­ings.

Art. 404 Extent of consideration  

1 The court of ap­peal shall con­sider only the con­tested points in the first in­stance judg­ment.

2 It may also con­sider points not con­tested for the be­ne­fit of the ac­cused in or­der to pre­vent an un­law­ful or un­fair de­cision from be­ing made.

Art. 405 Oral procedure  

1 The or­al ap­peal hear­ing is gov­erned by the pro­vi­sions on the main hear­ing in the first in­stance.

2 If the ac­cused or the private claimant filed the ap­peal or cross-ap­peal, the dir­ect­or of pro­ceed­ings shall sum­mon him or her to the ap­peal hear­ing. In simple cases, he or she may, if re­ques­ted, be gran­ted dis­pens­a­tion not to at­tend and be per­mit­ted to sub­mit and jus­ti­fy their ap­plic­a­tions in writ­ing.

3 The dir­ect­or of pro­ceed­ings shall sum­mon the pub­lic pro­sec­utor to the hear­ing:

a.
in the cases men­tioned in Art­icle 337 para­graphs 3 and 4;
b.
if the pub­lic pro­sec­utor has filed the ap­peal or the cross-ap­peal.

4 If the pub­lic pro­sec­utor is not summoned, it may sub­mit writ­ten ap­plic­a­tions and a writ­ten state­ment of the grounds or ap­pear per­son­ally in court.

Art. 406 Written procedure  

1 The court of ap­peal may deal with the ap­peal in writ­ten pro­ceed­ings if:

a.
its de­cision relates solely to leg­al is­sues;
b.
only the civil as­pect is be­ing con­tested;
c.
the sub­ject mat­ter of the judg­ment of the court of first in­stance is a con­tra­ven­tion and the ap­peal does not re­quest a con­vic­tion for a felony or mis­de­mean­our;
d.
only an award of costs, dam­ages or sat­is­fac­tion is be­ing con­tested;
e.
only meas­ures un­der Art­icle 66–73 SCC186 are be­ing con­tested.

2 With the con­sent the parties, the dir­ect­or of pro­ceed­ings may also or­der writ­ten pro­ceed­ings if:

a.
the pres­ence the ac­cused is not re­quired;
b.
the ap­peal relates to the de­cision of a judge sit­ting alone.

3 The dir­ect­or of pro­ceed­ings shall fix a time lim­it with­in which the party fil­ing the ap­peal must sub­mit a writ­ten state­ment of the grounds.

4 The sub­sequent pro­ceed­ings are gov­erned by Art­icle 390 para­graphs 2–4.

Art. 407 Default by the parties  

1 The ap­peal or cross-ap­peal is deemed to have been with­drawn if the party that has filed it:

a.
fails without ex­cuse to at­tend or to ar­range to be rep­res­en­ted at the or­al ap­peal hear­ing;
b.
fails to file any writ­ten sub­mis­sions; or
c.
can­not be summoned.

2 If the pub­lic pro­sec­utor or the private claimant has filed an ap­peal against the ver­dict or the sen­tence and the ac­cused fails without ex­cuse to at­tend the hear­ing, so pro­ceed­ings in ab­sen­tia shall be held.

3 If the private claimant has lim­ited his or her ap­peal to the civil as­pect and the ac­cused fails without ex­cuse to at­tend the hear­ing, the court of ap­peal shall de­cide as on the basis of the find­ings made in the main hear­ing be­fore the court of first in­stance and the oth­er files.

Section 3 Appeal Decision

Art. 408 New judgment  

If the court of ap­peal de­cides to con­sider the sub­stance of the ap­peal, it shall is­sue a new judg­ment which re­places the first in­stance judg­ment.

Art. 409 Quashing the judgment and remitting the case  

1 If the pro­ceed­ings in the first in­stance were so ser­i­ously flawed that they can­not be rec­ti­fied by the ap­peal pro­ceed­ings, the court of ap­peal shall quash the con­tested judg­ment and re­mit the case to the court of first in­stance so that it may con­duct a new main hear­ing and is­sue a new judg­ment.

2 The court of ap­peal shall de­cide which pro­ced­ur­al acts must be re­peated or car­ried out.

3 The court of first in­stance is bound by the in­ter­pret­a­tion of law made by the court of ap­peal in the de­cree re­mit­ting the case and by the in­struc­tion is­sued in ac­cord­ance with para­graph 2.

Chapter 4 Review

Art. 410 Admissibility of and grounds for a review  

1 Any per­son who is ad­versely af­fected by a leg­ally bind­ing fi­nal judg­ment, a sum­mary pen­alty or­der, a sub­sequent ju­di­cial de­cision or a de­cision in sep­ar­ate pro­ceed­ings on meas­ures may re­quest a re­view of the case if:

a.
new cir­cum­stances that arose be­fore the de­cision or new evid­ence have come to light that are likely to lead to an ac­quit­tal, a con­sid­er­ably re­duced or more severe pen­alty for the con­victed per­son or the con­vic­tion of an ac­quit­ted per­son;
b.
the de­cision is ir­re­con­cil­ably con­tra­dict­ory to a sub­sequent crim­in­al judg­ment re­lat­ing to the same set of cir­cum­stances;
c.
it has been proven in oth­er crim­in­al pro­ceed­ings that the res­ult of pro­ceed­ings was in­flu­enced by a crim­in­al of­fence; a con­vic­tion is not re­quired; if it is not pos­sible to con­duct crim­in­al pro­ceed­ings, proof may be ad­duced in an­oth­er way.

2 The re­view of a case due to a vi­ol­a­tion of the Con­ven­tion of 4 Novem­ber 1950187 for the Pro­tec­tion of Hu­man Rights and Fun­da­ment­al Freedoms (ECHR) may be re­ques­ted if:

a.188
the European Court of Hu­man Rights has held in a fi­nal judg­ment (Art. 44 ECHR) that the ECHR or its Pro­to­cols have been vi­ol­ated or the case has been con­cluded by means of a friendly set­tle­ment (Art. 39 ECHR);
b.
the con­sequences the vi­ol­a­tion can­not be com­pensated for by the pay­ment of dam­ages; and
c.
the re­view of a case is ne­ces­sary in or­der to re­dress the vi­ol­a­tion.

3 The re­view of a case for the be­ne­fit of the per­son con­victed may also be re­ques­ted after the case be­comes time-barred.

4 Is the re­view of a case is lim­ited to civil claims, it shall be ad­miss­ible only if the civil pro­ced­ure law ap­plic­able at the place of jur­is­dic­tion would al­low a re­view of a case.

187 SR 0.101

188 Amended by An­nex No 3 of the FA of 1 Oct. 2021, in force since 1 Ju­ly 2022 (AS 2022 289; BBl 2021300, 889).

Art. 411 Form and time limit  

1 Ap­plic­a­tions for the re­view of a case must be sub­mit­ted to the court of ap­peal in writ­ing and in­clude a state­ment of the grounds. The ap­plic­a­tion must in­dic­ate and sub­stan­ti­ate the grounds for the re­view.

2 Ap­plic­a­tions in terms of Art­icle 410 para­graph 1 let­ter b and 2 must be filed with­in 90 days of re­ceiv­ing no­tice of the de­cision con­cerned. In oth­er cases, ap­plic­a­tions for the re­view of a case are not sub­ject to a time lim­it.

Art. 412 Preliminary examination and decision to consider the substance of the case  

1 The court of ap­peal shall con­duct a pre­lim­in­ary ex­am­in­a­tion of the ap­plic­a­tion for a re­view in writ­ten pro­ceed­ings.

2 If the ap­plic­a­tion is clearly in ad­miss­ible or un­jus­ti­fied or if an ap­plic­a­tion on the same grounds has already been made and re­jec­ted, the court shall not con­sider the sub­stance of the case.

3 The court shall oth­er­wise re­quest the oth­er parties and the lower court to com­ment in writ­ing.

4 It shall de­cide on the re­quired ad­di­tions to the evid­ence and files as well as on pre­lim­in­ary meas­ures, un­less this is the re­spons­ib­il­ity of the dir­ect­or of pro­ceed­ings in ac­cord­ance with Art­icle 388.

Art. 413 Decision  

1 If the court of ap­peal re­jects the grounds for a re­view put for­ward, it shall dis­miss the ap­plic­a­tion for a re­view and can­cel any pre­lim­in­ary meas­ures.

2 If the court of ap­peal ac­cepts the grounds for a re­view put for­ward, it shall quash the con­tested de­cision in its en­tirety or in part and:

a.
re­mit the case to the au­thor­ity that it des­ig­nates for re­con­sid­er­a­tion and a new judg­ment; or
b.
make a new de­cision it­self, provided the state of the files so per­mits.

3 In the event that it re­mits the case, it shall de­cide on the ex­tent to which the grounds for a re­view ac­cep­ted nul­li­fy the leg­al­ity and en­force­ab­il­ity of the con­tested de­cision and at what stage the pro­ceed­ings should be re­sumed.

4 It may or­der the ac­cused to be placed tem­por­ar­ily or to re­main in pre­vent­ive de­ten­tion, if the rel­ev­ant re­quire­ments are ful­filled.

Art. 414 New proceedings  

1 If the court of ap­peal has re­mit­ted the case to the pub­lic pro­sec­utor, the pub­lic pro­sec­utor shall de­cide wheth­er to raise a new pro­sec­u­tion, to is­sue a sum­mary pen­alty or­der or to aban­don the pro­ceed­ings.

2 If it has re­mit­ted the case to a court, the court shall take any ad­di­tion­al evid­ence re­quired and, fol­low­ing a main hear­ing, shall is­sue a new judg­ment.

Art. 415 Consequences of the new decision  

1 If the new de­cision im­poses a high­er sen­tence on the ac­cused, the por­tion of the ori­gin­al sen­tence already served shall be taken in­to ac­count.

2 If the ac­cused is ac­quit­ted or a more le­ni­ent sen­tence is im­posed or if the pro­ceed­ings are aban­doned, any fines or mon­et­ary pen­al­ties that have been over­paid shall be re­fun­ded. Claims made by the ac­cused for dam­ages or sat­is­fac­tion are gov­erned by Art­icle 436 para­graph 4.

3 If a con­vic­tion is over­turned and an ac­quit­tal im­posed, the ac­cused or, fol­low­ing his or her death, his or her next-of-kin may de­mand that the new de­cision be pub­lished.

Title 10 Procedural Costs, Damages and Satisfaction

Chapter 1 General Provisions

Art. 416 Scope of application  

The pro­vi­sions of this Title ap­ply to all pro­ced­ures un­der this Code.

Art. 417 Liability to pay costs for procedural default  

In the event of fail­ure to com­ply with pro­ced­ur­al re­quire­ments or any oth­er form of pro­ced­ur­al de­fault, the crim­in­al justice au­thor­ity may re­quire the party re­spons­ible for the de­fault to pay pro­ced­ur­al costs and dam­ages re­gard­less of the out­come of the pro­ceed­ings.

Art. 418 Participation of more than one person and liability of third parties  

1 If more than one per­son is li­able to pay costs, the costs shall be im­posed pro­por­tion­ately.

2 Where two or more per­sons are jointly re­spons­ible for costs be­ing in­curred, the crim­in­al justice au­thor­ity may or­der that per­sons con­cerned are jointly and sev­er­ally li­able to pay the costs.

3 It may re­quire third parties in ac­cord­ance with the civil law prin­ciples of li­ab­il­ity to bear the costs jointly and sev­er­ally with the ac­cused.

Art. 419 Liability to pay costs of persons not legally responsible due to a mental disorder  

If the pro­ceed­ings are aban­doned or res­ult in an ac­quit­tal be­cause the ac­cused is not leg­ally re­spons­ible due to a men­tal dis­order, the costs may be im­posed on the ac­cused if this ap­pears reas­on­able in all the cir­cum­stances.

Art. 420 Legal action  

The Con­fed­er­a­tion or the can­ton may take leg­al ac­tion against per­sons who wil­fully or through gross neg­li­gence lead it to in­cur costs by:

a.
caus­ing pro­ceed­ings to be in­sti­tuted;
b.
make the pro­ceed­ings con­sid­er­ably more com­plic­ated;
c.
bring­ing about a de­cision that is over­turned in re­view pro­ceed­ings.
Art. 421 Decision on costs  

1 The crim­in­al justice au­thor­ity shall de­cide who is to bear any costs in the fi­nal judg­ment.

2 It may make an ad­vance de­cision in:

a.
in­ter­im de­cisions;
b.
de­cisions on the par­tial aban­don­ment of the pro­ceed­ings;
c.
de­cisions on ap­peals against in­ter­im and aban­don­ment de­cisions.

Chapter 2 Procedural Costs

Art. 422 Definition  

1 The pro­ced­ur­al costs com­prise the charges that cov­er fees and out­lays in a spe­cif­ic crim­in­al case.

2 Out­lays are in par­tic­u­lar:

a.
the cost of the duty de­fence law­yer and leg­al aid rep­res­ent­at­ive;
b.
the cost of trans­la­tions;
c.
the cost of ex­pert re­ports;
d.
the cost in­curred by in­volving oth­er au­thor­it­ies;
e.
post­age, tele­phone and sim­il­ar ex­penses.
Art. 423 Principles  

1 The pro­ced­ur­al costs shall be borne by the Con­fed­er­a­tion or the can­ton that con­ducts the pro­ceed­ings, un­less oth­er­wise provided in this Code.

2 and 3189

189 Re­pealed by An­nex No II 7 of the Crim­in­al Justice Au­thor­it­ies Act of 19 March 2010, with ef­fect from 1 Jan. 2011 (AS 2010 3267; BBl 2008 8125).

Art. 424 Calculation and fees  

1 The Con­fed­er­a­tion and the can­tons shall is­sue reg­u­la­tions on the cal­cu­la­tion of pro­ced­ur­al costs and shall stip­u­late the fees.

2 They may stip­u­late flat-rate fees for simple cases that also cov­er the out­lays.

Art. 425 Deferment and remission  

The crim­in­al justice au­thor­ity may de­fer its claim to pro­ced­ur­al costs or, tak­ing ac­count of the fin­an­cial cir­cum­stances of the per­son li­able to pay, re­duce or re­mit the sum due.

Art. 426 Liability to pay costs of the accused and parties to separate measures proceedings  

1 The ac­cused shall bear the pro­ced­ur­al costs if he or she is con­victed. Ex­emp­ted there­from are the costs of the duty de­fence law­yer; Art­icle 135 para­graph 4 is re­served.

2 If the pro­ceed­ings are aban­doned or the ac­cused ac­quit­ted, all or part of the pro­ced­ur­al costs may be im­posed on the ac­cused if he or she has un­law­fully or culp­ably caused the pro­ceed­ings to be ini­ti­ated or has ob­struc­ted their con­duct.

3 The ac­cused shall not bear the pro­ced­ur­al costs that:

a.
the Con­fed­er­a­tion or the can­ton has in­curred through un­ne­ces­sary or flawed pro­ced­ur­al acts;
b.
are in­curred for trans­la­tions that were ne­ces­sary be­cause the ac­cused speaks a for­eign lan­guage.

4 The ac­cused shall bear the costs of the private claimant's leg­al aid rep­res­ent­at­ive only if he or she has the fin­an­cial means to do so.

5 The pro­vi­sions of this Art­icle ap­ply mu­tatis mutandis to parties to sep­ar­ate meas­ures pro­ced­ures if they are un­suc­cess­ful.

Art. 427 Liability to pay costs of the private claimant and the complainant  

1 The private claimant may be ordered to pay pro­ced­ur­al costs in­curred as a res­ult of his or her ap­plic­a­tions on civil mat­ters if:

a.
the pro­ceed­ings are aban­doned or the ac­cused is ac­quit­ted;
b.
the private claimant with­draws the civil claim be­fore the con­clu­sion of the main hear­ing be­fore the court of first in­stance;
c.
the civil pro­ceed­ings are dis­missed or re­mit­ted to the civil courts.

2 In the case of of­fences pro­sec­uted only on com­plaint, pro­ced­ur­al costs may be im­posed on the com­plain­ant where he or she has wil­fully or through gross neg­li­gence brought about the pro­ceed­ings or has ob­struc­ted their con­duct, or on the private claimant where:

a.
the pro­ceed­ings are aban­doned or the ac­cused is ac­quit­ted; and
b.
the ac­cused is not li­able to pay costs in terms of Art­icle 426 para­graph 2.

3 If the com­plain­ant with­draws the crim­in­al com­plaint as part of a set­tle­ment ar­ranged by the pub­lic pro­sec­utor, the Con­fed­er­a­tion or the can­ton shall nor­mally bear the pro­ced­ur­al costs.

4 An agree­ment between the com­plain­ant and the ac­cused on who is to bear the costs in the event that the crim­in­al com­plaint is with­drawn re­quires the ap­prov­al of the au­thor­ity that or­ders the case to be aban­doned. The agree­ment may not pre­ju­dice the Con­fed­er­a­tion or the can­ton.

Art. 428 Allocation of costs in appellate proceedings  

1 The costs of the ap­pel­late pro­ceed­ings are borne by the parties ac­cord­ing to wheth­er they are suc­cess­ful or not. An ap­pel­lant is also re­garded as un­suc­cess­ful if the ap­peal is dis­missed without its sub­stance be­ing con­sidered or if the ap­peal is with­drawn.

2 Where an ap­pel­lant se­cures a more fa­vour­able de­cision, he or she may be ordered to pay costs if:

a.
the ap­peal is suc­cess­ful due to cir­cum­stances that be­came ap­par­ent for the first time in the ap­pel­late pro­ceed­ings; or
b.
only minor changes are made to the con­tested de­cision.

3 If the ap­pel­late au­thor­ity it­self is­sues a new de­cision, it shall also re­view the rul­ing on costs is­sued by the lower court.

4 If it quashes a de­cision and re­mits the case to the lower for a new de­cision, the Con­fed­er­a­tion or the can­ton shall bear the costs of the ap­pel­late pro­ceed­ings, if the ap­pel­late au­thor­ity so de­cides, those of the lower court.

5 If an ap­plic­a­tion for a re­view is ap­proved, the crim­in­al justice au­thor­ity that must sub­sequently deal with the case shall de­cide at its dis­cre­tion on the costs of the first pro­ceed­ings.

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