Federal Act on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading

¹The re­port is to be sub­mit­ted at the latest on the work­ing day fol­low­ing the con­clu­sion, amend­ment or ter­min­a­tion of the de­riv­at­ives trans­ac­tion.

²For each trans­ac­tion, the fol­low­ing must be re­por­ted as a min­im­um:

a.

the iden­tity of the coun­ter­parties, par­tic­u­larly their busi­ness name and seat;

b.

the type of trans­ac­tion;

c.

the ma­tur­ity date;

d.

the nom­in­al value;

e.

the price;

f.

the set­tle­ment date;

g.

the cur­rency.

³The Fed­er­al Coun­cil may make pro­vi­sion for the re­port­ing of oth­er de­tails and gov­erns the re­port­ing format.

⁴Re­ports to a re­cog­nised for­eign trade re­pos­it­ory may in­clude fur­ther de­tails. If these con­sist of per­son­al data, the ap­prov­al of the per­son in ques­tion is to be ob­tained.