Federal Act
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Act, FinMIA)

of 19 June 2015 (Status as of 1 January 2023)


Open article in different language:  DE  |  FR  |  IT
Art. 38 Record-keeping duty of participants

The par­ti­cipants ad­mit­ted to a trad­ing ven­ue shall keep a re­cord of the or­ders and trans­ac­tions they carry out, provid­ing all the de­tails ne­ces­sary for over­see­ing and su­per­vising their activ­ity.

Previous article Show article in the law Next article

Diese Seite ist durch reCAPTCHA geschützt und die Google Datenschutzrichtlinie und Nutzungsbedingungen gelten.

Feedback
Gesetzeskürzel Name
DE FR IT EN
DE FR IT EN
Laden