Federal Act
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Act, FinMIA)

Art. 119 Supervision

1 The trad­ing ven­ue shall su­per­vise open po­s­i­tions in or­der to en­force po­s­i­tion lim­its. It may re­quest each par­ti­cipant to:

a.
grant it ac­cess to all in­form­a­tion re­quired for en­for­cing the po­s­i­tion lim­its;
b.
li­quid­ate or re­duce po­s­i­tions if the po­s­i­tion lim­its have been ex­ceeded.

2 Para­graph 1 ap­plies by ana­logy to op­er­at­ors of or­gan­ised trad­ing fa­cil­it­ies and their cli­ents.

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