Federal Act
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Act, FinMIA)

¹ The Takeover Board shall is­sue the de­cisions ne­ces­sary for the en­force­ment of the pro­vi­sions of this chapter and its im­ple­ment­ing pro­vi­sions and shall mon­it­or com­pli­ance with the stat­utory and reg­u­lat­ory pro­vi­sions. It may pub­lish the de­cisions.

² Per­sons and com­pan­ies sub­ject to a no­ti­fic­a­tion duty in ac­cord­ance with Art­icle 134, and per­sons and com­pan­ies who are en­titled to party status in ac­cord­ance with Art­icle 139 para­graphs 2 and 3 must provide all the in­form­a­tion and sur­render any doc­u­ments to the Takeover Board which the lat­ter re­quires to per­form its tasks.

³ If the Takeover Board be­comes aware of vi­ol­a­tions of the pro­vi­sions of this chapter or of oth­er ir­reg­u­lar­it­ies, it shall en­sure that an or­derly situ­ation is re­stored and that the ir­reg­u­lar­it­ies are remedied.

⁴ If the Takeover Board be­comes aware of any gen­er­al felon­ies or mis­de­mean­ours or in­fringe­ments of this Act, it shall promptly no­ti­fy the com­pet­ent pro­sec­u­tion au­thor­it­ies.