Federal Act
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Act, FinMIA)

If there are suf­fi­cient in­dic­a­tions that a per­son has not met the no­ti­fic­a­tion duty in ac­cord­ance with Art­icles 120 and 121, FINMA may, un­til the no­ti­fic­a­tion duty has been cla­ri­fied and, as ap­pro­pri­ate, the no­ti­fic­a­tion duty has been ful­filled:

a.

sus­pend the vot­ing rights and as­so­ci­ated rights of this per­son; and

b.

pro­hib­it this per­son from ac­quir­ing fur­ther shares or ac­quis­i­tion or sale rights re­lat­ing to shares of the com­pany in ques­tion, be it dir­ectly, in­dir­ectly or act­ing in con­cert with third parties.