Federal Act
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Act, FinMIA)


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Art. 148 Violation of the provisions on protection against confusion and deception and notification duties

A fine not ex­ceed­ing CHF 500,000 shall be im­posed on any per­son who wil­fully:

a.
vi­ol­ates the pro­vi­sion on pro­tec­tion against con­fu­sion and de­cep­tion (Art. 16);
b.
fails to provide the su­per­vis­ory au­thor­it­ies with the pre­scribed no­ti­fic­a­tions in ac­cord­ance with Art­icles 9 and 17, or does so in­cor­rectly or too late.
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