Federal Act
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Act, FinMIA)


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Art. 149 Violation of the record-keeping and disclosure duties

A fine not ex­ceed­ing CHF 500,000 shall be im­posed on any per­son who wil­fully:

a.
vi­ol­ates the re­cord-keep­ing duty set out in Art­icle 38;
b.
vi­ol­ates the dis­clos­ure duty in ac­cord­ance with Art­icle 39.
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