Federal Act
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Act, FinMIA)


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Art. 153 Breach of duties by the target company

1 A fine not ex­ceed­ing CHF 500,000 shall be im­posed on any per­son who wil­fully:

a.
fails to sub­mit the man­dat­ory re­port to the hold­ers of equity se­cur­ity set­ting out his or her po­s­i­tion in re­la­tion to the of­fer or fails to pub­lish such a re­port (Art. 132 para. 1);
b.
in­cludes un­true or in­com­plete in­form­a­tion in such re­port (Art. 132 para. 1).

2 A fine not ex­ceed­ing CHF 150,000 shall be im­posed on any per­son who com­mits the fore­go­ing act through neg­li­gence.

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