Federal Act
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Act, FinMIA)


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Art. 36 Admission of securities by a multilateral trading facility

1 The mul­ti­lat­er­al trad­ing fa­cil­ity shall is­sue reg­u­la­tions on the ad­mis­sion of se­cur­it­ies to trad­ing. In par­tic­u­lar, it shall set out therein the re­quire­ments for the se­cur­it­ies and the is­suers or third parties in con­nec­tion with ad­mis­sion to trad­ing.30

2 It shall mon­it­or com­pli­ance with the reg­u­la­tions and im­pose the sanc­tions provided for con­trac­tu­ally in the event of vi­ol­a­tions.

3 The pro­spect­us re­quire­ment is gov­erned ex­clus­ively by Art­icles 35–57 of the Fin­an­cial Ser­vices Act of 15 June 201831.32

30 Amended by An­nex No 5 of the Fin­an­cial Ser­vices Act of 15 June 2018, in force since 1 Jan. 2020 (AS 2019 4417; BBl 2015 8901).

31 SR 950.1

32 In­ser­ted by An­nex No 5 of the Fin­an­cial Ser­vices Act of 15 June 2018, in force since 1 Jan. 2020 (AS 2019 4417; BBl 2015 8901).

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