Federal Act
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Act, FinMIA)


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Art. 44 Organisation and prevention of conflicts of interest

Any­one who op­er­ates an or­gan­ised trad­ing fa­cil­ity must:

a.
do this sep­ar­ately from the oth­er busi­ness activ­it­ies;
b.
take ef­fect­ive or­gan­isa­tion­al meas­ures to identi­fy, pre­vent, settle and mon­it­or con­flicts of in­terest;
c.
en­sure that cli­ent in­terests are com­pre­hens­ively pro­tec­ted when con­duct­ing pro­pri­et­ary trans­ac­tions on the or­gan­ised trad­ing fa­cil­ity op­er­ated by him.
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