Federal Act
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Act, FinMIA)

DLT trad­ing fa­cil­it­ies are sub­ject to the fol­low­ing re­quire­ments for trad­ing ven­ues:

a.

self-reg­u­la­tion (Art. 27);

b.

or­gan­isa­tion of trad­ing (Art. 28);

c.

pre- and post-trade trans­par­ency (Art. 29);

d.

guar­an­tee of or­derly trad­ing (Art. 30);

e.

su­per­vi­sion of trad­ing (Art. 31);

f.

col­lab­or­a­tion between trad­ing su­per­vis­ory bod­ies (Art. 32);

g.

sus­pen­sion of trad­ing (Art. 33 para. 2);

h.

ap­peal body (Art. 37).