Federal Act
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Act, FinMIA)


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Art. 83 Responsibilities

1 FINMA is the su­per­vis­ory au­thor­ity. Sys­tem­ic­ally im­port­ant fin­an­cial mar­ket in­fra­struc­tures are also sub­ject to over­sight by the SNB.

2 FINMA shall su­per­vise com­pli­ance with the au­thor­isa­tion con­di­tions and du­ties in­so­far as this task is not covered by the SNB by vir­tue of the over­sight of the spe­cial re­quire­ments in ac­cord­ance with Art­icle 23.

3 FINMA and the SNB shall jointly carry out their su­per­vis­ory and over­sight activ­it­ies re­gard­ing sys­tem­ic­ally im­port­ant fin­an­cial mar­ket in­fra­struc­tures, reg­u­larly ex­change in­form­a­tion and avoid over­laps in the ex­e­cu­tion of their tasks. When co­oper­at­ing with for­eign su­per­vis­ory and over­sight au­thor­it­ies, they shall co­ordin­ate the dis­charge of their du­ties and their com­mu­nic­a­tion.

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