Ordinance
of the Swiss Financial Market Supervisory Authority on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(FINMA Financial Market Infrastructure Ordinance, FinMIO-FINMA)

of 3 December 2015 (Status as of 1 February 2023)


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Art. 21 Preliminary ruling

(Art. 123 paras. 1 and 3 Fin­MIA)

1 Re­quests for a pre­lim­in­ary rul­ing re­gard­ing the ap­plic­ab­il­ity of a no­ti­fic­a­tion duty must be sub­mit­ted to the com­pet­ent dis­clos­ure of­fice in good time pri­or to the trans­ac­tion.

2 The com­pet­ent dis­clos­ure of­fice may ex­cep­tion­ally ad­mit re­quests for already con­cluded trans­ac­tions.

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