Ordinance
of the Swiss Financial Market Supervisory Authority on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(FINMA Financial Market Infrastructure Ordinance, FinMIO-FINMA)

of 3 December 2015 (Status as of 1 February 2023)


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Art. 27 Disclosure office

(Art. 123, 124 Fin­MIA)

1 Stock ex­changes have a ded­ic­ated of­fice (dis­clos­ure of­fice) for mon­it­or­ing the duty of no­ti­fic­a­tion and pub­lic­a­tion. The dis­clos­ure of­fice also pro­cesses re­quests for a pre­lim­in­ary rul­ing (Art. 21) and for ex­cep­tions and eas­ing pro­vi­sions (Art. 26).

2 If the es­tab­lish­ment of such an of­fice proves ex­cess­ive, this role may be trans­ferred to an­oth­er stock ex­change; the reg­u­la­tions gov­ern­ing the co­oper­a­tion must be sub­mit­ted to FINMA for ap­prov­al.

3 The dis­clos­ure of­fices keep the pub­lic in­formed of their activ­it­ies. They may is­sue com­mu­nic­a­tions and reg­u­la­tions and pub­lish in­form­a­tion re­quired to ful­fil the pur­pose of the law in an ap­pro­pri­ate format. As a rule, re­com­mend­a­tions are pub­lished in an­onym­ous form.

4 The dis­clos­ure of­fices may re­quest ad­equate com­pens­a­tion for any du­ties com­mis­sioned by FINMA and for pro­cessing re­quests. The rates must be sub­mit­ted to FINMA for ap­prov­al.

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