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Ordinance on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading

English is not an official language of the Swiss Confederation. This translation is provided for information purposes only and has no legal force.

Art. 109 Transactions not subject to the trading duty

(Art. 95 and 112 FMIA)

The plat­form trad­ing duty may be ful­filled through trad­ing via a for­eign or­gan­ised trad­ing fa­cil­ity if this fa­cil­ity is sub­ject to for­eign reg­u­la­tion that has been re­cog­nised by FINMA as be­ing equi­val­ent in ana­log­ous ap­plic­a­tion of Art­icle 41 FMIA.

2De­riv­at­ives trans­ac­tions with coun­ter­parties in ac­cord­ance with Art­icle 94 para­graph 1 FMIA are not covered by the plat­form trad­ing duty.