Ordinance
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Ordinance, FinMIO)

English is not an official language of the Swiss Confederation. This translation is provided for information purposes only and has no legal force.

of 25 November 2015 (Status as of 1 August 2021)


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Art. 111 Cross-border transactions

(Art. 94 para. 2 and 114 Fin­MIA)

Cross-bor­der trans­ac­tions do not have to be traded through a trad­ing ven­ue or an or­gan­ised trad­ing fa­cil­ity if the for­eign coun­ter­party:

a.
has its re­gistered of­fice in a coun­try whose le­gis­la­tion is re­cog­nised by FINMA as be­ing equi­val­ent;
b.
is not sub­ject to the plat­form trad­ing duty un­der the le­gis­la­tion of that coun­try.
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