Ordinance
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Ordinance, FinMIO)

¹ The du­ties set out in Art­icle 27, Art­icle 28 para­graphs 2 to 4, Art­icle 30 para­graphs 2 and 3, Art­icle 31, Art­icle 40 second sen­tence, and Art­icles 41 to 43 must be ful­filled no later than 1 Janu­ary 2018.⁵³

^1bis The re­cord-keep­ing and dis­clos­ure du­ties set out in Art­icle 36 para­graph 2 and Art­icle 37 para­graph 1 let­ter d and para­graph 2 must be ful­filled no later than 1 Oc­to­ber 2018. Facts oc­cur­ring between 1 Janu­ary 2018 and 30 Septem­ber 2018 that come un­der these du­ties are to be re­cor­ded and ret­ro­act­ively re­por­ted no later than 31 Decem­ber 2018.⁵⁴

^1ter For­eign branches of Swiss se­cur­it­ies firms and for­eign par­ti­cipants on a trad­ing ven­ue must ful­fil their du­ties un­der Art­icle 36 para­graph 2 and Art­icle 37 para­graph 1 let­ter d and para­graph 2 no later than 1 Janu­ary 2019.⁵⁵

² The ex­emp­tion from the re­port­ing duty set out in Art­icle 37 para­graph 4 may be claimed up to 31 Decem­ber 2017 without an agree­ment in ac­cord­ance with Art­icle 32 para­graph 3 Fin­MIA or an ex­change of in­form­a­tion between FINMA and the com­pet­ent for­eign su­per­vis­ory au­thor­ity.