Ordinance
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Ordinance, FinMIO)

(Art. 21 Fin­MIA)

The fin­an­cial mar­ket in­fra­struc­ture shall reg­u­larly pub­lish in ad­di­tion to the in­form­a­tion re­quired un­der Art­icle 21 Fin­MIA:

a.

the rules and pro­ced­ures that ap­ply to the op­er­a­tion of the fin­an­cial mar­ket in­fra­struc­ture, in­clud­ing the rights and du­ties of the fin­an­cial mar­ket in­fra­struc­ture and par­ti­cipants;

b.

the fees and prices that ap­ply to the ser­vices provided by the fin­an­cial mar­ket in­fra­struc­ture, in­clud­ing the con­di­tions for the grant­ing of dis­counts;

c.

the risks for par­ti­cipants as­so­ci­ated with the ser­vices provided;

d.

the cri­ter­ia for the sus­pen­sion and ex­clu­sion of a par­ti­cipant;

e.

the rules and pro­ced­ures that ap­ply in the event of a de­fault or out­age of a par­ti­cipant;

f.

the rules and pro­ced­ures re­quired in or­der to keep the col­lat­er­al, re­ceiv­ables and li­ab­il­it­ies of par­ti­cipants and in­dir­ect par­ti­cipants se­greg­ated from one an­oth­er, and the rules and pro­ced­ures re­quired for this col­lat­er­al, re­ceiv­ables and li­ab­il­it­ies to be both re­cor­ded and trans­ferred;

g.

the ag­greg­ated trans­ac­tion volumes and amounts;

h.

the num­ber, nom­in­al value and cur­rency of is­sue of the se­cur­it­ies held in cent­ral cus­tody;

i.

oth­er in­form­a­tion in ac­cord­ance with re­cog­nised in­ter­na­tion­al stand­ards.