Ordinance
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Ordinance, FinMIO)

English is not an official language of the Swiss Confederation. This translation is provided for information purposes only and has no legal force.

of 25 November 2015 (Status as of 1 August 2021)
Art. 3 Significant group companies

(Art. 3 para. 2 Fin­MIA)

The func­tions of a group com­pany are sig­ni­fic­ant with re­spect to the activ­it­ies which re­quire au­thor­isa­tion if they are ne­ces­sary for the con­tinu­ation of im­port­ant busi­ness pro­cesses, in par­tic­u­lar in the areas of li­quid­ity man­age­ment, treas­ury, risk man­age­ment, mas­ter data ad­min­is­tra­tion and ac­count­ing, per­son­nel, in­form­a­tion tech­no­logy, trad­ing and set­tle­ment, and leg­al and com­pli­ance.

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