Ordinance
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Ordinance, FinMIO)

English is not an official language of the Swiss Confederation. This translation is provided for information purposes only and has no legal force.

of 25 November 2015 (Status as of 1 August 2021)
Art. 33 Admission of securities by a stock exchange

(Art. 35 Fin­MIA)

1 The stock ex­change shall guar­an­tee that all se­cur­it­ies ad­mit­ted to trad­ing and all lis­ted se­cur­it­ies can be traded in a fair, ef­fi­cient and or­derly man­ner.

2 In the case of de­riv­at­ives, it shall en­sure in par­tic­u­lar that the way in which de­riv­at­ives trad­ing is struc­tured fa­cil­it­ates or­derly pri­cing.

3 The stock ex­change shall take the ne­ces­sary meas­ures to re­view the se­cur­it­ies lis­ted and ad­mit­ted to trad­ing for their ful­fil­ment of the ad­mis­sion and list­ing re­quire­ments.

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