Ordinance
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Ordinance, FinMIO)

(Art. 73d Fin­MIA)

1 The DLT trad­ing fa­cil­ity shall mon­it­or all trans­ac­tions con­duc­ted on its sys­tems with ad­mit­ted DLT se­cur­it­ies. It shall dis­close this data free of charge to all ap­proved DLT trad­ing fa­cil­it­ies.

2 If the DLT se­cur­it­ies ad­mit­ted for trad­ing on the DLT trad­ing fa­cil­ity are based on se­cur­it­ies which are also ad­mit­ted for trad­ing on a Swiss trad­ing ven­ue, the DLT trad­ing fa­cil­ity shall dis­close to that trad­ing ven­ue, free of charge, all trans­ac­tions with these DLT se­cur­it­ies.

3 The trad­ing ven­ues and DLT trad­ing fa­cil­it­ies shall use this data ex­clus­ively to ful­fil their tasks in the area of trade mon­it­or­ing.

4 FINMA may reg­u­late the de­tails of these dis­clos­ures.