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Ordinance
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Ordinance, FinMIO)

English is not an official language of the Swiss Confederation. This translation is provided for information purposes only and has no legal force.

of 25 November 2015 (Status as of 1 August 2021)

Art. 58i Duty of information

(Art. 73e para. 1 Fin­MIA)

1 DLT trad­ing fa­cil­it­ies with private par­ti­cipants shall provide them with the as­so­ci­ated pro­spect­us or key in­form­a­tion doc­u­ment for each DLT se­cur­ity ad­mit­ted to the DLT trad­ing fa­cil­ity.

2 They shall in­form these par­ti­cipants of the fol­low­ing as­pects of the dis­trib­uted ledger for the rel­ev­ant DLT se­cur­it­ies:

a.
its gov­ernance; and
b.
its tech­nic­al risks, spe­cific­ally the risk of loss.

3 Moreover, they shall im­me­di­ately pub­lish in­form­a­tion on the trans­ac­tions in oth­er as­sets car­ried out on the DLT trad­ing fa­cil­ity, in par­tic­u­lar the price, the volume and the time of the trans­ac­tions.