Ordinance
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Ordinance, FinMIO)

(Art. 77 Fin­MIA)

¹ The trade re­pos­it­ory shall grant the fol­low­ing au­thor­it­ies ac­cess to the data, whereby para­graph 2 re­mains re­served:

a.

FINMA: all trans­ac­tion data;

b.

the SNB: all trans­ac­tion data;

c.

the Swiss Takeover Board: de­riv­at­ive trans­ac­tion data with a con­nec­tion to takeover pro­ceed­ings;

d.

the Fed­er­al Audit Over­sight Au­thor­ity: de­riv­at­ive trans­ac­tion data that it re­quires in spe­cif­ic su­per­vis­ory pro­ceed­ings in­volving audit firms;

e.

the Com­pet­i­tion Com­mis­sion: de­riv­at­ive trans­ac­tion data with a con­nec­tion to pro­ceed­ings in the field of com­pet­i­tion;

f.

the Elec­tri­city Com­mis­sion: trans­ac­tion data on de­riv­at­ives whose un­der­ly­ing in­stru­ment relates to elec­tri­city.

² The trade re­pos­it­ory shall re­ject en­quir­ies con­cern­ing trans­ac­tions and po­s­i­tions of cent­ral banks.