Ordinance
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Ordinance, FinMIO)

English is not an official language of the Swiss Confederation. This translation is provided for information purposes only and has no legal force.

of 25 November 2015 (Status as of 1 August 2021)
Art. 71 Auditing

(Art. 84 para. 1 Fin­MIA)

1 The audit firm of the fin­an­cial mar­ket in­fra­struc­ture shall re­view wheth­er the lat­ter ful­fils the rel­ev­ant du­ties as set forth in le­gis­la­tion, this Or­din­ance and its own con­trac­tu­al basis.

2 The audit firm of the trad­ing ven­ue shall co­ordin­ate its audit with the lat­ter's trad­ing su­per­vis­ory body and shall pass on its audit re­ports to this body.

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