Ordinance
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Ordinance, FinMIO)

(Art. 94 para. 2 Fin­MIA)

¹ De­riv­at­ives with the fol­low­ing coun­ter­parties are sub­ject to the re­port­ing duty set out in Art­icle 104 Fin­MIA, but not to the oth­er de­riv­at­ives trad­ing du­ties:

a.

for­eign cent­ral banks;

b.

the ECB;

c.

the EF­SF;

d.

the ESM;

e.

of­fi­cial bod­ies or state de­part­ments that are re­spons­ible for or in­volved in ad­min­is­ter­ing the na­tion­al debt;

f.

fin­an­cial in­sti­tu­tions set up by a cent­ral gov­ern­ment or by the gov­ern­ment of a sub­or­din­ate re­gion­al body in or­der to grant pro­mo­tion­al loans on the state's be­half on a non-com­pet­it­ive, non-profit-ori­ented basis.

² De­riv­at­ives trans­ac­tions with for­eign cent­ral banks and with the bod­ies lis­ted un­der para­graph 1 let­ter e may be ex­emp­ted from the re­port­ing duty provided re­cipro­city is gran­ted.

³ The FDF shall pub­lish a list of the for­eign bod­ies covered by para­graph 2.