Ordinance
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Ordinance, FinMIO)

of 25 November 2015 (Status as of 1 January 2023)


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Art. 58g Minimum requirements for the admission of DLT securities and regular auditing

(Art. 73d para. 3 Fin­MIA)

1 DLT se­cur­it­ies may be ad­mit­ted by the DLT trad­ing fa­cil­ity if the dis­trib­uted ledger meets at least the re­quire­ments un­der Art­icle 973d para­graph 2 of the CO25.

2 If the dis­trib­uted ledger is not op­er­ated by the rel­ev­ant DLT trad­ing fa­cil­ity it­self, the fa­cil­ity shall audit the ledger be­fore ad­mit­ting the rel­ev­ant DLT se­cur­it­ies and reg­u­larly there­after, but at least once a year, for com­pli­ance with the re­quire­ments un­der para­graph 1.

3 It shall in­form its par­ti­cipants of the audits per­formed and of the find­ings.

25 SR 220

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