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Ordinance
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Ordinance, FinMIO)

of 25 November 2015 (Status as of 1 January 2023)

Art. 80 Excluded derivatives

(Art. 94 para. 4 Fin­MIA)

In ad­di­tion to the de­riv­at­ives lis­ted un­der Art­icle 94 para­graph 3 Fin­MIA, the fol­low­ing de­riv­at­ives are ex­cluded from Art­icles 93 to 117 Fin­MIA con­cern­ing de­riv­at­ives trad­ing:

a.
de­riv­at­ives is­sued in the form of a se­cur­ity or un­cer­ti­fic­ated se­cur­ity;
b.
de­riv­at­ives ac­cep­ted in the form of a de­pos­it.