Ordinance
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Art. 109 Transactions not subject to the trading duty
(Art. 112 FinMIA) 1 Counterparties newly subject to the platform trading duty in accordance with Article 98 paragraph 2 or Article 99 paragraph 2 FinMIA do not have to trade transactions they concluded prior to the start of this duty via authorised or recognised trading venues or via operators of an organised trading facility. 2 Derivatives transactions with counterparties in accordance with Article 94 paragraph 1 FinMIA are not covered by the platform trading duty. |