Ordinance
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Ordinance, FinMIO)

(Art. 112 Fin­MIA)

¹ Coun­ter­parties newly sub­ject to the plat­form trad­ing duty in ac­cord­ance with Art­icle 98 para­graph 2 or Art­icle 99 para­graph 2 Fin­MIA do not have to trade trans­ac­tions they con­cluded pri­or to the start of this duty via au­thor­ised or re­cog­nised trad­ing ven­ues or via op­er­at­ors of an or­gan­ised trad­ing fa­cil­ity.

² De­riv­at­ives trans­ac­tions with coun­ter­parties in ac­cord­ance with Art­icle 94 para­graph 1 Fin­MIA are not covered by the plat­form trad­ing duty.