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Ordinance
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Ordinance, FinMIO)

Art. 13 Minimum capital

(Art. 12 Fin­MIA)

1 The min­im­um cap­it­al shall amount to:

a.5
for trad­ing ven­ues: CHF 1 mil­lion;
b.
for cent­ral coun­ter­parties: CHF 10 mil­lion;
c.
for cent­ral se­cur­it­ies de­pos­it­or­ies: CHF 5 mil­lion;
d.
for trade re­pos­it­or­ies: CHF 500,000;
e.
for pay­ment sys­tems: CHF 1.5 mil­lion;
f.6
for DLT trad­ing fa­cil­it­ies that do not provide ser­vices in ac­cord­ance with Art­icle 73a para­graph 1 let­ter b or c of the Fin­MIA: CHF 1 mil­lion;
g.7
for DLT trad­ing fa­cil­it­ies that provide ser­vices in ac­cord­ance with Art­icle 73a para­graph 1 let­ter b or c of the Fin­MIA: CHF 5 mil­lion.

1bis For trad­ing ven­ues and DLT trad­ing fa­cil­it­ies, where jus­ti­fied, FINMA can stip­u­late a min­im­um amount that is up to 50% high­er.8

2 In the event of non-cash cap­it­al con­tri­bu­tions, the value of the as­sets brought in and the amount of the li­ab­il­it­ies shall be re­viewed by a li­censed audit firm. This also ap­plies when an ex­ist­ing com­pany is trans­formed in­to a fin­an­cial mar­ket in­fra­struc­ture.

5 Amended by No I 10 of the O of 18 June 2021 on the Ad­apt­a­tion of Fed­er­al Law to De­vel­op­ments in Dis­trib­uted Ledger Tech­no­logy, in force since 1 Aug. 2021 (AS 2021 400).

6 In­ser­ted by No I 10 of the O of 18 June 2021 on the Ad­apt­a­tion of Fed­er­al Law to De­vel­op­ments in Dis­trib­uted Ledger Tech­no­logy, in force since 1 Aug. 2021 (AS 2021 400).

7 In­ser­ted by No I 10 of the O of 18 June 2021 on the Ad­apt­a­tion of Fed­er­al Law to De­vel­op­ments in Dis­trib­uted Ledger Tech­no­logy, in force since 1 Aug. 2021 (AS 2021 400).

8 In­ser­ted by No I 10 of the O of 18 June 2021 on the Ad­apt­a­tion of Fed­er­al Law to De­vel­op­ments in Dis­trib­uted Ledger Tech­no­logy, in force since 1 Aug. 2021 (AS 2021 400).