Ordinance
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Ordinance, FinMIO)

(Art. 13 Fin­MIA)

¹ The strategy de­tailed in Art­icle 13 para­graph 1 Fin­MIA must be en­shrined in the com­pany or­gan­isa­tion and should reg­u­late in par­tic­u­lar:

a.

the tasks, re­spons­ib­il­it­ies and powers;

b.

the fre­quency of the re­view of the busi­ness im­pact ana­lys­is in ac­cord­ance with para­graph 2;

c.

re­port­ing, com­mu­nic­a­tion and train­ing.

² The fin­an­cial mar­ket in­fra­struc­ture shall pre­pare a busi­ness im­pact ana­lys­is which sets out the re­cov­ery point ob­ject­ive and the re­cov­ery time ob­ject­ive for the busi­ness pro­cesses that are ne­ces­sary for op­er­a­tions.

³ It shall set out the op­tions for the re­cov­ery of the busi­ness pro­cesses that are ne­ces­sary for op­er­a­tions.

⁴ The strategy de­tailed in Art­icle 13 para­graph 1 Fin­MIA must be ap­proved by the body re­spons­ible for gov­ernance, su­per­vi­sion and con­trol.