Ordinance
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Ordinance, FinMIO)

(Art. 14 Fin­MIA)

¹ The IT sys­tems must be set up in such a way that:

a.

the re­quire­ments of in­form­a­tion avail­ab­il­ity, in­teg­rity and con­fid­en­ti­al­ity can be ap­pro­pri­ately ful­filled with re­spect to the busi­ness activ­ity in ques­tion;

b.

re­li­able ac­cess con­trol is pos­sible;

c.

ar­range­ments are in place for identi­fy­ing se­cur­ity de­fi­cien­cies and be­ing able to re­spond to them ap­pro­pri­ately.

² The fin­an­cial mar­ket in­fra­struc­ture shall take ap­pro­pri­ate meas­ures to en­sure that busi­ness-rel­ev­ant data can be re­covered in the event of loss.