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Ordinance on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading (Financial Market Infrastructure Ordinance, FinMIO)
Art.16International business
(Art. 17 FinMIA)
1 The report that a financial market infrastructure must submit to FINMA prior to commencing activity abroad must contain all the necessary information and documentation for evaluating the activity in question, namely:
a.
a business plan that describes in particular the nature of the planned businesses and the organisational structure;
b.
the address of the office abroad;
c.
the names of the members of the board and executive management;
d.
the audit firm;
e.
the supervisory authority in the host country.
2 The financial market infrastructure must also notify FINMA of:
a.
any discontinuation of business activity abroad;
b.
any material change in the business activity abroad;
c.
any change of audit firm;
d.
any change of supervisory authority in the host country.