Ordinance
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Ordinance, FinMIO)

Art. 19 Publication of essential information

(Art. 21 Fin­MIA)

The fin­an­cial mar­ket in­fra­struc­ture shall reg­u­larly pub­lish in ad­di­tion to the in­form­a­tion re­quired un­der Art­icle 21 Fin­MIA:

a.
the rules and pro­ced­ures that ap­ply to the op­er­a­tion of the fin­an­cial mar­ket in­fra­struc­ture, in­clud­ing the rights and du­ties of the fin­an­cial mar­ket in­fra­struc­ture and par­ti­cipants;
b.
the fees and prices that ap­ply to the ser­vices provided by the fin­an­cial mar­ket in­fra­struc­ture, in­clud­ing the con­di­tions for the grant­ing of dis­counts;
c.
the risks for par­ti­cipants as­so­ci­ated with the ser­vices provided;
d.
the cri­ter­ia for the sus­pen­sion and ex­clu­sion of a par­ti­cipant;
e.
the rules and pro­ced­ures that ap­ply in the event of a de­fault or out­age of a par­ti­cipant;
f.
the rules and pro­ced­ures re­quired in or­der to keep the col­lat­er­al, re­ceiv­ables and li­ab­il­it­ies of par­ti­cipants and in­dir­ect par­ti­cipants se­greg­ated from one an­oth­er, and the rules and pro­ced­ures re­quired for this col­lat­er­al, re­ceiv­ables and li­ab­il­it­ies to be both re­cor­ded and trans­ferred;
g.
the ag­greg­ated trans­ac­tion volumes and amounts;
h.
the num­ber, nom­in­al value and cur­rency of is­sue of the se­cur­it­ies held in cent­ral cus­tody;
i.
oth­er in­form­a­tion in ac­cord­ance with re­cog­nised in­ter­na­tion­al stand­ards.

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