Drucken
Artikel, Notizen und Markierungen werden geladen... Bitte um etwas Geduld.

Ordinance
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Ordinance, FinMIO)

Art. 19 Publication of essential information

(Art. 21 Fin­MIA)

The fin­an­cial mar­ket in­fra­struc­ture shall reg­u­larly pub­lish in ad­di­tion to the in­form­a­tion re­quired un­der Art­icle 21 Fin­MIA:

a.
the rules and pro­ced­ures that ap­ply to the op­er­a­tion of the fin­an­cial mar­ket in­fra­struc­ture, in­clud­ing the rights and du­ties of the fin­an­cial mar­ket in­fra­struc­ture and par­ti­cipants;
b.
the fees and prices that ap­ply to the ser­vices provided by the fin­an­cial mar­ket in­fra­struc­ture, in­clud­ing the con­di­tions for the grant­ing of dis­counts;
c.
the risks for par­ti­cipants as­so­ci­ated with the ser­vices provided;
d.
the cri­ter­ia for the sus­pen­sion and ex­clu­sion of a par­ti­cipant;
e.
the rules and pro­ced­ures that ap­ply in the event of a de­fault or out­age of a par­ti­cipant;
f.
the rules and pro­ced­ures re­quired in or­der to keep the col­lat­er­al, re­ceiv­ables and li­ab­il­it­ies of par­ti­cipants and in­dir­ect par­ti­cipants se­greg­ated from one an­oth­er, and the rules and pro­ced­ures re­quired for this col­lat­er­al, re­ceiv­ables and li­ab­il­it­ies to be both re­cor­ded and trans­ferred;
g.
the ag­greg­ated trans­ac­tion volumes and amounts;
h.
the num­ber, nom­in­al value and cur­rency of is­sue of the se­cur­it­ies held in cent­ral cus­tody;
i.
oth­er in­form­a­tion in ac­cord­ance with re­cog­nised in­ter­na­tion­al stand­ards.