Ordinance
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Ordinance, FinMIO)

(Art. 31 para. 2 Fin­MIA)

¹ The trad­ing su­per­vis­ory body must have ap­pro­pri­ate sys­tems and re­sources to carry out its tasks.

² The func­tion­ing of the trad­ing su­per­vis­ory sys­tems must also be guar­an­teed without re­stric­tion even in the event of high data volumes.

³ The trad­ing su­per­vis­ory body shall mon­it­or trad­ing in such a way that forms of con­duct in ac­cord­ance with Art­icles 142 and 143 Fin­MIA can be iden­ti­fied ir­re­spect­ive of wheth­er they are at­trib­ut­able to manu­al, auto­mated or al­gorithmic trad­ing.