Ordinance
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Ordinance, FinMIO)

Art. 33 Admission of securities by a stock exchange

(Art. 35 Fin­MIA)

1 The stock ex­change shall guar­an­tee that all se­cur­it­ies ad­mit­ted to trad­ing and all lis­ted se­cur­it­ies can be traded in a fair, ef­fi­cient and or­derly man­ner.

2 In the case of de­riv­at­ives, it shall en­sure in par­tic­u­lar that the way in which de­riv­at­ives trad­ing is struc­tured fa­cil­it­ates or­derly pri­cing.

3 The stock ex­change shall take the ne­ces­sary meas­ures to re­view the se­cur­it­ies lis­ted and ad­mit­ted to trad­ing for their ful­fil­ment of the ad­mis­sion and list­ing re­quire­ments.

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