Ordinance
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Ordinance, FinMIO)

(Art. 7 Fin­MIA)

¹ The fin­an­cial mar­ket in­fra­struc­ture shall no­ti­fy FINMA in par­tic­u­lar of:

a.

any amend­ments to the art­icles of as­so­ci­ation or part­ner­ship agree­ments and reg­u­la­tions;

b.

any ma­ter­i­al change in the busi­ness activ­ity of a sub­si­di­ary, branch or rep­res­ent­a­tion abroad;

c.

any change in audit firm or in the com­pet­ent for­eign su­per­vis­ory au­thor­ity with re­spect to any sub­si­di­ary, branch or rep­res­ent­a­tion abroad.

² It may only re­port any changes in its art­icles of as­so­ci­ation to the com­mer­cial re­gister and put any changes in reg­u­la­tions in­to ef­fect fol­low­ing FINMA's ap­prov­al of the changes in ques­tion.