Ordinance
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Ordinance, FinMIO)

(Art. 73c para. 3 Fin­MIA)

¹ Private par­ti­cipants are ex­empt from the re­cord-keep­ing duty un­der Art­icle 38 of the Fin­MIA and the re­port­ing duty un­der Art­icle 39 of the Fin­MIA.

² Art­icles 36 and 37 of this Or­din­ance ap­ply by ana­logy to the oth­er par­ti­cipants.