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Ordinance
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Ordinance, FinMIO)

Art. 58g Minimum requirements for the admission of DLT securities and regular auditing

(Art. 73d para. 3 Fin­MIA)

1 DLT se­cur­it­ies may be ad­mit­ted by the DLT trad­ing fa­cil­ity if the dis­trib­uted ledger meets at least the re­quire­ments un­der Art­icle 973d para­graph 2 of the CO27.

2 If the dis­trib­uted ledger is not op­er­ated by the rel­ev­ant DLT trad­ing fa­cil­ity it­self, the fa­cil­ity shall audit the ledger be­fore ad­mit­ting the rel­ev­ant DLT se­cur­it­ies and reg­u­larly there­after, but at least once a year, for com­pli­ance with the re­quire­ments un­der para­graph 1.

3 It shall in­form its par­ti­cipants of the audits per­formed and of the find­ings.