Ordinance
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Ordinance, FinMIO)

(Art. 73d para. 3 Fin­MIA)

¹ DLT se­cur­it­ies may be ad­mit­ted by the DLT trad­ing fa­cil­ity if the dis­trib­uted ledger meets at least the re­quire­ments un­der Art­icle 973d para­graph 2 of the CO²⁷.

² If the dis­trib­uted ledger is not op­er­ated by the rel­ev­ant DLT trad­ing fa­cil­ity it­self, the fa­cil­ity shall audit the ledger be­fore ad­mit­ting the rel­ev­ant DLT se­cur­it­ies and reg­u­larly there­after, but at least once a year, for com­pli­ance with the re­quire­ments un­der para­graph 1.

³ It shall in­form its par­ti­cipants of the audits per­formed and of the find­ings.