Ordinance
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Ordinance, FinMIO)

(Art. 73f Fin­MIA)

For small DLT trad­ing fa­cil­it­ies, the min­im­um cap­it­al re­quire­ment is:

a.

CHF 500,000 if they do not provide ser­vices in ac­cord­ance with Art­icle 73a para­graph 1 let­ter b or c;

b.

5% of the DLT se­cur­it­ies in cus­tody, but at least CHF 500,000 if they provide ser­vices in ac­cord­ance with Art­icle 73a para­graph 1 let­ter b or c.