Ordinance
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Ordinance, FinMIO)

Art. 62 Data access for Swiss authorities

(Art. 77 Fin­MIA)

1 The trade re­pos­it­ory shall grant the fol­low­ing au­thor­it­ies ac­cess to the data, whereby para­graph 2 re­mains re­served:

a.
FINMA: all trans­ac­tion data;
b.
the SNB: all trans­ac­tion data;
c.
the Swiss Takeover Board: de­riv­at­ive trans­ac­tion data with a con­nec­tion to takeover pro­ceed­ings;
d.
the Fed­er­al Audit Over­sight Au­thor­ity: de­riv­at­ive trans­ac­tion data that it re­quires in spe­cif­ic su­per­vis­ory pro­ceed­ings in­volving audit firms;
e.
the Com­pet­i­tion Com­mis­sion: de­riv­at­ive trans­ac­tion data with a con­nec­tion to pro­ceed­ings in the field of com­pet­i­tion;
f.
the Elec­tri­city Com­mis­sion: trans­ac­tion data on de­riv­at­ives whose un­der­ly­ing in­stru­ment relates to elec­tri­city.

2 The trade re­pos­it­ory shall re­ject en­quir­ies con­cern­ing trans­ac­tions and po­s­i­tions of cent­ral banks.

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