Drucken
Artikel, Notizen und Markierungen werden geladen... Bitte um etwas Geduld.

Ordinance
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Ordinance, FinMIO)

Art. 64 Procedure

(Art. 77 and 78 Fin­MIA)

1 The ac­cess of au­thor­it­ies shall be struc­tured in line with the com­mu­nic­a­tion pro­to­cols, data ex­change stand­ards and ref­er­ence data that are com­mon­place at the in­ter­na­tion­al level.

2 The au­thor­it­ies must take suit­able meas­ures to en­sure that only the em­ploy­ees who dir­ectly re­quire the data for ex­er­cising their activ­it­ies gain ac­cess to the data.

3 The trade re­pos­it­ory shall provide the au­thor­it­ies with a form for their en­quir­ies in which the fol­low­ing in­form­a­tion is re­quired:

a.
de­tails of the au­thor­ity;
b.
reas­on for the data en­quiry and rel­ev­ance to its man­date;
c.
leg­al basis for the data en­quiry;
d.
a de­scrip­tion of the data it is re­quest­ing;
e.
an il­lus­tra­tion of the meas­ures it has taken to en­sure the con­fid­en­ti­al­ity of data re­ceived.

4 From for­eign au­thor­it­ies, it shall ad­di­tion­ally re­quest con­firm­a­tion that an agree­ment is in place between the for­eign and Swiss au­thor­it­ies in ac­cord­ance with Art­icle 78 para­graph 1 Fin­MIA.

5 The trade re­pos­it­ory shall keep a re­cord of in­form­a­tion on data ac­cess.