Ordinance
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Ordinance, FinMIO)

Art. 71 Auditing

(Art. 84 para. 1 Fin­MIA)

1 The audit firm of the fin­an­cial mar­ket in­fra­struc­ture shall re­view wheth­er the lat­ter ful­fils the rel­ev­ant du­ties as set forth in le­gis­la­tion, this Or­din­ance and its own con­trac­tu­al basis.

2 The audit firm of the trad­ing ven­ue shall co­ordin­ate its audit with the lat­ter's trad­ing su­per­vis­ory body and shall pass on its audit re­ports to this body.

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