Federal Act
on Financial Institutions
(Financial Institutions Act, FinIA)

¹ Au­thor­isa­tion to op­er­ate as a bank with­in the mean­ing of the BankA⁸ also au­thor­ises an en­tity to op­er­ate as a se­cur­it­ies firm, a man­ager of col­lect­ive as­sets, a port­fo­lio man­ager and a trust­ee.

² Au­thor­isa­tion to op­er­ate as a se­cur­it­ies firm un­der Art­icle 41 let­ter a also au­thor­ises an en­tity to op­er­ate as a man­ager of col­lect­ive as­sets, a port­fo­lio man­ager and a trust­ee.⁹

³ Au­thor­isa­tion to op­er­ate as a fund man­age­ment com­pany also au­thor­ises an en­tity to op­er­ate as a man­ager of col­lect­ive as­sets and a port­fo­lio man­ager.

⁴ Au­thor­isa­tion to op­er­ate as a man­ager of col­lect­ive as­sets also au­thor­ises an en­tity to op­er­ate as a port­fo­lio man­ager.