Ordinance
on Financial Institutions
(Financial Institutions Ordinance, FinIO)

English is not an official language of the Swiss Confederation. This translation is provided for information purposes only and has no legal force.

of 6 November 2019 (Status as of 1 January 2020)


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Art. 36 Authorisation as manager of collective assets

(Art. 24 para. 3 Fin­IA)

FINMA shall grant a port­fo­lio man­ager in ac­cord­ance with Art­icle 24 para­graph 2 Fin­IA au­thor­isa­tion in ac­cord­ance with Art­icle 24 para­graph 3 Fin­IA if:

a.
it has its re­gistered of­fice in Switzer­land;
b.
the con­di­tions of au­thor­isa­tion in ac­cord­ance with Art­icle 24 para­graph 1 Fin­IA are sat­is­fied; and
c.
Swiss or ap­plic­able for­eign law provides that the man­age­ment of col­lect­ive as­sets may only be del­eg­ated to a su­per­vised man­ager of col­lect­ive as­sets.
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