Ordinance
on Financial Institutions
(Financial Institutions Ordinance, FinIO)

English is not an official language of the Swiss Confederation. This translation is provided for information purposes only and has no legal force.

of 6 November 2019 (Status as of 1 August 2021)


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Art. 21 Entitlement to be subject to supervision by a supervisory organisation

(Art. 7 para. 2 Fin­IA)

1Port­fo­lio man­agers and trust­ees are en­titled to be sub­ject to su­per­vi­sion by a su­per­vis­ory or­gan­isa­tion if their in­tern­al rules and their op­er­a­tion­al or­gan­isa­tion en­sure that the su­per­vis­ory re­quire­ments are sat­is­fied.

2A su­per­vis­ory or­gan­isa­tion can make sub­jec­tion to su­per­vi­sion de­pend­ent on port­fo­lio man­agers and trust­ees be­ing re­quired to main­tain spe­cial stat­utory pro­fes­sion­al con­fid­en­ti­al­ity.

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