Ordinance
on Financial Institutions
(Financial Institutions Ordinance, FinIO)

English is not an official language of the Swiss Confederation. This translation is provided for information purposes only and has no legal force.

of 6 November 2019 (Status as of 1 August 2021)


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Art. 33 Internal documentation

(Art. 9 Fin­IA)

In­tern­al doc­u­ment­a­tion of the port­fo­lio man­agers and trust­ees must al­low the audit firm, the su­per­vis­ory or­gan­isa­tion and FINMA to form a re­li­able pic­ture of the busi­ness activ­it­ies.

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